Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Edward KowalskiRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-04-2018
Luis Fernando TasconRaymond James & Associates, Inc.Jefferies LLC09-04-2018
Brandon L. CorvinRaymond James & Associates, Inc.Morgan Stanley09-04-2018
Jeffrey Joseph WinklerRaymond James & Associates, Inc.Morgan Stanley$15008-31-2018
Martin Erwin ObermanRaymond James & Associates, Inc.UBS Financial Services Inc.$10008-31-2018
Mark Mccoy BarberRaymond James & Associates, Inc.Morgan Stanley$9208-31-2018
Edward Gerard HenrichsRaymond James & Associates, Inc.UBS Financial Services Inc.$5008-31-2018
Bernard Joseph HaselhorstRaymond James & Associates, Inc.UBS Financial Services Inc.$5008-31-2018
John Edward HarrisRaymond James & Associates, Inc.BOK Financial Services, Inc.08-24-2018
Harvey Phillip CookRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-23-2018
Lucas William FarmerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2018
Gregory E. BrushettRaymond James & Associates, Inc.UBS Asset Management (US) Inc.08-22-2018
Thomas Carl O'NeillRaymond James & Associates, Inc.Morgan Stanley$10008-10-2018
Jessica C. OneillRaymond James & Associates, Inc.Morgan Stanley08-10-2018
Thomas C. Oneill Jr.Raymond James & Associates, Inc.Morgan Stanley08-10-2018
Jennifer Allison KingRaymond James & Associates, Inc.B. Riley Wealth Management$2508-09-2018
John H. Terrell IVRaymond James & Associates, Inc.Jackson National Life Distributors LLC08-08-2018
Paul Elbert LentiniRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-03-2018
Mark Vincent ObrzutRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15008-03-2018
Nathan D. ShieldsRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15008-03-2018
John Patrick GallucciRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10008-03-2018
Ilya Igorevich YeverovichRaymond James & Associates, Inc.Leumi Investment Services Inc.07-31-2018
Timothy William GibsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-26-2018
Carlos Andres CastanedaRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-20-2018
Zachary C. HammRaymond James & Associates, Inc.Vanguard Marketing Corporation07-18-2018
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Showing 51 to 75 of 170 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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