Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin D LincolnRaymond James & Associates, Inc.Morgan Stanley$5010-12-2018
Walter Roland StevensonRaymond James & Associates, Inc.Morgan Stanley$10010-11-2018
Edward KleinmanRaymond James & Associates, Inc.Morgan Stanley$15009-17-2018
Patricia Lynn SansRaymond James & Associates, Inc.Morgan Stanley$15009-14-2018
Seraphim M. RineRaymond James & Associates, Inc.Morgan Stanley$5009-14-2018
Brandon L. CorvinRaymond James & Associates, Inc.Morgan Stanley09-04-2018
Jeffrey Joseph WinklerRaymond James & Associates, Inc.Morgan Stanley$15008-31-2018
Mark Mccoy BarberRaymond James & Associates, Inc.Morgan Stanley$9208-31-2018
Thomas Carl O'NeillRaymond James & Associates, Inc.Morgan Stanley$10008-10-2018
Jessica C. OneillRaymond James & Associates, Inc.Morgan Stanley08-10-2018
Thomas C. Oneill Jr.Raymond James & Associates, Inc.Morgan Stanley08-10-2018
Pamela Jean HinchyRaymond James & Associates, Inc.Morgan Stanley$5007-06-2018
Henry R GrinbergRaymond James & Associates, Inc.Morgan Stanley$2506-08-2018
Robert Eugene FrandenRaymond James & Associates, Inc.Morgan Stanley$2506-07-2018
Frank Reid ShipleyRaymond James & Associates, Inc.Morgan Stanley06-07-2018
Richard Matthew BrendzaRaymond James & Associates, Inc.Morgan Stanley$8304-23-2018
David Michael BrendzaRaymond James & Associates, Inc.Morgan Stanley04-23-2018
Christopher Francis HalotekRaymond James & Associates, Inc.Morgan Stanley$1,00002-23-2018
Steven HartmanRaymond James & Associates, Inc.Morgan Stanley$10002-23-2018

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.