Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan William GerdtsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-16-2018
Linda Jean PardiniRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-01-2018
Jon-Paul Harry WitkopRaymond James & Associates, Inc.Algonquin Advisors LLC05-12-2018
Paul Francis David CarterRaymond James & Associates, Inc.Harris Williams05-07-2018
Caspar Tudor-PoleRaymond James & Associates, Inc.J.P. Morgan Securities LLC04-12-2018
Paul Michael DorseyRaymond James & Associates, Inc.BancWest Investment Services, Inc.$3807-06-2018
Jon A DuprauRaymond James & Associates, Inc.J.P. Morgan Securities LLC$5004-12-2018
Walter Roland StevensonRaymond James & Associates, Inc.Morgan Stanley$10010-11-2018
Douglas John WulbrechtRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-01-2018

Showing 1 to 9 of 9 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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