Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ruby Rivera SimanRaymond James & Associates, Inc.Raymond James Financial Services, Inc.$15011-29-2018
Scott Michael PrietoRaymond James & Associates, Inc.Park Avenue Securities LLC10-24-2018
Kara M ThornRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-27-2018
James William DaileyRaymond James & Associates, Inc.Franklin/Templeton Distributors, Inc.09-20-2018
Laura ElfterRaymond James & Associates, Inc.Raymond James Insurance Group, Inc.09-18-2018
Edward KleinmanRaymond James & Associates, Inc.Morgan Stanley$15009-17-2018
Patricia Lynn SansRaymond James & Associates, Inc.Morgan Stanley$15009-14-2018
Seraphim M. RineRaymond James & Associates, Inc.Morgan Stanley$5009-14-2018
Jessica Vanessa ValeraRaymond James & Associates, Inc.Safra Securities LLC$15009-12-2018
Luis Fernando TasconRaymond James & Associates, Inc.Jefferies LLC09-04-2018
Paul Elbert LentiniRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-03-2018
Carlos Andres CastanedaRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-20-2018
Adam James ObluckRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5007-13-2018
Pamela Jean HinchyRaymond James & Associates, Inc.Morgan Stanley$5007-06-2018
Penny L. Di GiovannaRaymond James & Associates, Inc.Halliday Financial, LLC07-06-2018
Robert Dale DukateRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$15006-08-2018
Henry R GrinbergRaymond James & Associates, Inc.Morgan Stanley$2506-08-2018
Camille YorkRaymond James & Associates, Inc.CUNA Brokerage Services, Inc.06-07-2018
Anthony M. CadieuxRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2018
William Hosea ShepardRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC05-16-2018
Joe MalaveRaymond James & Associates, Inc.UBS Financial Services Inc.$10005-04-2018
Dean Dougals DancerRaymond James & Associates, Inc.UBS Financial Services Inc.$10005-04-2018
Steven Lee GrossmanRaymond James & Associates, Inc.UBS Financial Services Inc.$10005-04-2018
Corey Atterbury SteadmanRaymond James & Associates, Inc.UBS Financial Services Inc.$5004-27-2018
Jeffrey Philip ZurekRaymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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