Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew J. SzabadRaymond James & Associates, Inc.USAA Investment Management Company12-19-2018
Douglas Adam KatchenRaymond James & Associates, Inc.Questar Capital Corporation11-09-2018
Rhonda Lynn MorcilloRaymond James & Associates, Inc.Morgan Stanley10-29-2018
Scott Michael PrietoRaymond James & Associates, Inc.Park Avenue Securities LLC10-24-2018
Jennifer Lynn StutlerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-18-2018
Brian Patrick CallananRaymond James & Associates, Inc.American Equity Investment Corporation10-05-2018
Lucas Alan ThouveninRaymond James & Associates, Inc.OneAmerica Securities, Inc.09-27-2018
Andrea Corella Saint-PereRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2018
James William DaileyRaymond James & Associates, Inc.Franklin/Templeton Distributors, Inc.09-20-2018
David Wade TomberlinRaymond James & Associates, Inc.T. Rowe Price Investment Services, Inc.09-05-2018
Daniel Robert QuattlebaumRaymond James & Associates, Inc.Cambridge Investment Research, Inc.09-04-2018
Luis Fernando TasconRaymond James & Associates, Inc.Jefferies LLC09-04-2018
Christopher Michael BozasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2018
David Barry DeansRaymond James & Associates, Inc.First Horizon Advisors, Inc.08-22-2018
Alexander J. DucharmeRaymond James & Associates, Inc.T. Rowe Price Investment Services, Inc.08-21-2018
Ashley Susan ThomasRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-10-2018
Carlos Andres CastanedaRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-20-2018
Penny L. Di GiovannaRaymond James & Associates, Inc.Halliday Financial, LLC07-06-2018
Rene Alberto NaranjoRaymond James & Associates, Inc.AXA Advisors, LLC06-13-2018
Camille YorkRaymond James & Associates, Inc.CUNA Brokerage Services, Inc.06-07-2018
Anthony M. CadieuxRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2018
William Hosea ShepardRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC05-16-2018
Anders Christopher BergmannRaymond James & Associates, Inc.INVEST Financial Corporation05-07-2018
Jeffrey Philip ZurekRaymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
Corey Atterbury Steadman Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.