Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lindsay O. CorneilleRaymond James Financial Services, Inc.Morgan Stanley02-16-2018
Jamel GordonRaymond James Financial Services, Inc.Edward Jones$5003-02-2018
Margaret O'Grady RosetRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$3703-19-2018
Larrie Dean Hoover Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$2503-29-2018
Catherine A. Springer GallantRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$15004-12-2018
Sean Lawrence GoodrichRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10004-19-2018
Peter William PastmanRaymond James Financial Services, Inc.Raymond James & Associates, Inc.04-19-2018
Elayna J. Kelley SanchezRaymond James Financial Services, Inc.G.F. Investment Services, LLC$5005-07-2018
Ryan Edward KinserRaymond James Financial Services, Inc.UBS Financial Services Inc.05-11-2018
Todd Joseph SteimanRaymond James Financial Services, Inc.Morgan Stanley$10005-18-2018
Jodi Jude JohnstonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1005-18-2018
Shannon Cree SappRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$15007-10-2018
Maurice Jean Stouse IIIRaymond James Financial Services, Inc.Raymond James & Associates, Inc.07-11-2018
Kathleen Grady ScottRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00007-13-2018
Richard Allen MartinsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-27-2018
Sophia L. GoodeRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.08-13-2018
Ryan Douglas LeflerRaymond James Financial Services, Inc.GWN Securities Inc.08-24-2018
Ryan Patrick HigginsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC08-31-2018
Peter William MuehleckRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$3710-11-2018
Robert Mark WeissRaymond James Financial Services, Inc.Morgan Stanley$7010-19-2018
Dustin Winship HendersonRaymond James Financial Services, Inc.Eagle Asset Management Inc12-07-2018
Peter D. KlockRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-18-2018

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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