Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Bruce JohnsonRoyal Alliance Associates, Inc.Edward Jones01-11-2019
Joan Macdonald DuckloeRoyal Alliance Associates, Inc.Sykes Financial Services LLC12-13-2018
John Leonard RigsbeeRoyal Alliance Associates, Inc.Avantax Investment Services, Inc.12-07-2018
Edward Sullivan RichRoyal Alliance Associates, Inc.Signator Investors, Inc.12-05-2018
Cameron Doyle HughesRoyal Alliance Associates, Inc.NYLIFE Securities LLC12-05-2018
Christopher John LawRoyal Alliance Associates, Inc.Cambridge Investment Research, Inc.11-29-2018
William Harold Cully IIIRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2018
Michael Lloyd FarahRoyal Alliance Associates, Inc.Foresters Equity Services, Inc.11-21-2018
Dan Paul MichaelianRoyal Alliance Associates, Inc.Foresters Financial Services, Inc.$5011-05-2018
Jacob L. O'KeefeRoyal Alliance Associates, Inc.MML Investors Services, LLC$2011-01-2018
Matthew J. ListonRoyal Alliance Associates, Inc.Cambridge Investment Research, Inc.10-27-2018
Matthew Louis MattheisenRoyal Alliance Associates, Inc.Charles Schwab & Co., Inc.10-26-2018
Linda Kay HaremRoyal Alliance Associates, Inc.Broker Dealer Financial Services Corp.$5010-25-2018
Darlene CheatomRoyal Alliance Associates, Inc.Rehmann Financial Network, LLC$5010-09-2018
Jonathan James BrimleyRoyal Alliance Associates, Inc.J.P. Morgan Securities LLC$1010-02-2018
Curtis William FrischRoyal Alliance Associates, Inc.J.P. Morgan Securities LLC10-02-2018
James David EnnisRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.10-01-2018
Linda Ann NorkunRoyal Alliance Associates, Inc.Royal Alliance Associates, Inc.09-28-2018
Ryan William PetersRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Scott Steven BrownRoyal Alliance Associates, Inc.1st Global Advisors Inc$5009-21-2018
David Nelson DrysdaleRoyal Alliance Associates, Inc.MML Investors Services, LLC09-10-2018
Matthew A RamosRoyal Alliance Associates, Inc.MAR Financial Planning, LLC09-05-2018
Judith Lee HarlanRoyal Alliance Associates, Inc.MML Investors Services, LLC08-30-2018
Julie Ann FlynnRoyal Alliance Associates, Inc.1st Global Capital Corp.08-20-2018
Ashley Candace CostelloRoyal Alliance Associates, Inc.NCA Financial Planners08-20-2018
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.