Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Buddy ArceRoyal Alliance Associates, Inc.Foresters Financial Services, Inc.02-20-2018
Andrew Peter O'ConnorRoyal Alliance Associates, Inc.Scottrade, Inc.03-06-2018
William Franklin Smith Jr.Royal Alliance Associates, Inc.Acorn Financial Advisory Services, Inc.$10003-07-2018
Michael Albert VerhalenRoyal Alliance Associates, Inc.Woodbury Financial Services, Inc.$5003-14-2018
Roy Joseph MastrangeloRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC$5003-16-2018
Matthew J. FinleyRoyal Alliance Associates, Inc.Investors Financial Group03-16-2018
Ernest Fred CollyerRoyal Alliance Associates, Inc.Woodbury Financial Services, Inc.$4403-29-2018
Scott Daniel SchloegelRoyal Alliance Associates, Inc.Creative Planning, Inc.04-13-2018
Bryce R. JenkinsRoyal Alliance Associates, Inc.Fidelity Brokerage Services LLC04-23-2018
Thomas Lee RydellRoyal Alliance Associates, Inc.Morgan Stanley06-06-2018
Jodi Lee VawdreyRoyal Alliance Associates, Inc.Northwestern Mutual Investment Services, LLC06-12-2018
James Phillip WintherRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation$5006-19-2018
Barbara Jean HedblomRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10006-27-2018
Antonio A DesanoRoyal Alliance Associates, Inc.UBS Financial Services Inc.07-10-2018
Richard Allen NorkunRoyal Alliance Associates, Inc.FSC Securities Corporation$2408-01-2018
Robert Kimball Dickson Jr.Royal Alliance Associates, Inc.FSC Securities Corporation08-01-2018
Nancy Ann WilkinsRoyal Alliance Associates, Inc.GWN Securities Inc.08-17-2018
Julie Ann FlynnRoyal Alliance Associates, Inc.1st Global Capital Corp.08-20-2018
Ashley Candace CostelloRoyal Alliance Associates, Inc.NCA Financial Planners08-20-2018
David Nelson DrysdaleRoyal Alliance Associates, Inc.MML Investors Services, LLC09-10-2018
Scott Steven BrownRoyal Alliance Associates, Inc.1st Global Capital Corp.$5009-21-2018
Ryan William PetersRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
James David EnnisRoyal Alliance Associates, Inc.Voya Financial Advisors, Inc.10-01-2018
Jonathan James BrimleyRoyal Alliance Associates, Inc.J.P. Morgan Securities LLC$1010-02-2018
Curtis William FrischRoyal Alliance Associates, Inc.J.P. Morgan Securities LLC10-02-2018
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Showing 1 to 25 of 1,139 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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