Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip Allen O'BrienSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2018
Michael Neil CapobiancoSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2018
Paula Jean CiottiSantander Securities LLCNorthwestern Mutual Investment Services, LLC05-03-2018
Silvi SinojmeriSantander Securities LLCCitizens Securities, Inc.05-09-2018
Brian Temple TuttleSantander Securities LLCDWS Distributors, Inc.05-17-2018
Daniel Joseph Ferreira JrSantander Securities LLCNYLIFE Securities LLC05-24-2018
Michael Jason OliveriSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2018
Christopher R. SpencerSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2018
Evangelos IoakimidisSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2018
Jaime Luis Castro DiazSantander Securities LLCMFS Fund Distributors, Inc.06-19-2018
Stephen W BowdoinSantander Securities LLCLPL Financial LLC06-26-2018
James TalcottSantander Securities LLCCitizens Securities, Inc.07-26-2018
Kaitlen M. MoynahanSantander Securities LLCCitizens Securities, Inc.07-31-2018
Marie Elsie ButeauSantander Securities LLCNYLIFE Securities LLC08-02-2018
Rafael Paiva SantosSantander Securities LLCSantander Securities LLC08-07-2018
Maria Claudia RojasSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2018
Herbert D. KylesSantander Securities LLCFinivi Inc.09-27-2018
Paul Francis StanfordSantander Securities LLCAmeriprise Financial Services, LLC10-05-2018
Frank Joseph GenatossioSantander Securities LLCWells Fargo Clearing Services, LLC10-22-2018
Kieron John NutbrownSantander Securities LLCMorgan Stanley10-23-2018
Radvydas PeciokasSantander Securities LLCCitizens Securities, Inc.11-16-2018
Blerina SinojmeriSantander Securities LLCCitizens Securities, Inc.01-04-2019
Colleen M. CannySantander Securities LLCJ.P. Morgan Securities LLC01-08-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.