Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diane Marie MuhlerSecurian Financial Services, Inc.SunTrust Investment Services, Inc.12-27-2018
Diane SantoninoSecurian Financial Services, Inc.AXA Advisors, LLC11-20-2018
Jeffrey W. FinlaysonSecurian Financial Services, Inc.PNC Investments11-14-2018
Keith SadlowskiSecurian Financial Services, Inc.Cetera Advisors LLC10-31-2018
Iorwuese IfanSecurian Financial Services, Inc.NYLIFE Securities LLC10-26-2018
Matthew Alan HolibaughSecurian Financial Services, Inc.Fidelity Brokerage Services LLC09-20-2018
Yoshiko HayakawaSecurian Financial Services, Inc.Pruco Securities, LLC.09-12-2018
Todd J. LearySecurian Financial Services, Inc.Foresters Financial Services, Inc.08-15-2018
James Joshua HollowaySecurian Financial Services, Inc.Chicago Analytic Trading Company, LLC08-03-2018
Kimberly Rose DamianiSecurian Financial Services, Inc.Triad Advisors LLC07-17-2018
Akshay Ajit SomaSecurian Financial Services, Inc.Edward Jones07-17-2018
Ross Patrick WingertSecurian Financial Services, Inc.Edward Jones06-05-2018
Kenneth Wade HagarSecurian Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Karla Gray ParkerSecurian Financial Services, Inc.MML Investors Services, LLC05-21-2018
Robert Lee Basham Jr.Securian Financial Services, Inc.MML Investors Services, LLC03-13-2018
Matthew Ryan HaleSecurian Financial Services, Inc.MML Investors Services, LLC02-16-2018
Frank Stephen Hever IIISecurian Financial Services, Inc.Pruco Securities, LLC.$2502-15-2018
Hunter A WagnerSecurian Financial Services, Inc.Hornor, Townsend & Kent, LLC02-07-2018
Schimri YoyoSecurian Financial Services, Inc.Foresters Financial Services, Inc.01-24-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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