Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Alexander Lutzow Jr.Securities America, Inc.Questar Capital Corporation$5001-02-2019
John Taylor MorrowSecurities America, Inc.Questar Capital Corporation$2501-02-2019
Robert Ellis PayneSecurities America, Inc.Questar Capital Corporation01-02-2019
Cheryl S GlazerSecurities America, Inc.Questar Capital Corporation$2512-27-2018
Eric Bernard McginleySecurities America, Inc.Park Avenue Securities LLC12-26-2018
John Cecil LetzSecurities America, Inc.Royal Alliance Associates, Inc.$112-21-2018
Timothy Charles StatesSecurities America, Inc.LifeMark Securities Corp.$5012-21-2018
Jason Michael HallmarkSecurities America, Inc.Northwestern Mutual Investment Services, LLC12-20-2018
Michael Craig BucherSecurities America, Inc.Questar Capital Corporation$5012-18-2018
Patricia W LalondeSecurities America, Inc.Questar Capital Corporation$112-14-2018
Brian James HughesSecurities America, Inc.Questar Capital Corporation$5012-13-2018
Peter John AiksnorasSecurities America, Inc.Questar Capital Corporation$112-13-2018
James Edward ClouseSecurities America, Inc.FSC Securities Corporation$112-12-2018
Mark Christopher JonesSecurities America, Inc.Questar Capital Corporation$1012-12-2018
Michael Joseph SchanoSecurities America, Inc.Southland Equity Partners, LLC.12-12-2018
Carl Overton McbeanSecurities America, Inc.Questar Capital Corporation$112-11-2018
Elizabeth Ann WorthingtonSecurities America, Inc.Questar Capital Corporation12-11-2018
Paul Joseph ScofieldSecurities America, Inc.Edward Jones12-10-2018
Jeffrey Lynn BarkerSecurities America, Inc.Questar Capital Corporation$5012-07-2018
Karla Elizabeth VlasatySecurities America, Inc.MML Investors Services, LLC$2312-07-2018
Matthew Allen SernauSecurities America, Inc.LPL Financial LLC$2512-07-2018
Michael Paul BennittSecurities America, Inc.Questar Capital Corporation$2512-07-2018
Ryan S.Cott YountSecurities America, Inc.MML Investors Services, LLC12-07-2018
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$2512-05-2018
Craig Tilghman BoothSecurities America, Inc.PNC Investments11-30-2018
Next Page »

Showing 1 to 25 of 122 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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