Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$2512-05-2018
Jason Henry GattsSecurities America, Inc.360 Wealth Management, LLC$3901-25-2018
Derek Demar BohneSecurities America, Inc.Allegis Investment Services, LLC08-13-2018
Thomas Andrew BurkeSecurities America, Inc.Ameriprise Financial Services, Inc.$10001-03-2019
Jeffrey Richard FiehlerSecurities America, Inc.Ameriprise Financial Services, Inc.$5001-03-2019
Sarah Beth Hartmann BurkemperSecurities America, Inc.Ameriprise Financial Services, Inc.$2501-03-2019
Terry G Moyers Jr.Securities America, Inc.Ameriprise Financial Services, Inc.01-03-2019
Mark Thomas DrouillardSecurities America, Inc.Ameriprise Financial Services, Inc.$10011-12-2018
Frederick Henry CrossSecurities America, Inc.Ameriprise Financial Services, Inc.11-12-2018
Russell Bob LovettSecurities America, Inc.Ameriprise Financial Services, Inc.$5010-30-2018
Phillip Louis AndersonSecurities America, Inc.Ameriprise Financial Services, Inc.09-04-2018
Gregory P KnuppSecurities America, Inc.Cadaret, Grant & Co., Inc.06-01-2018
David VinciguerraSecurities America, Inc.Cadaret, Grant & Co., Inc.$25005-04-2018
Giovanni Bonaventura VitaleSecurities America, Inc.Cadaret, Grant & Co., Inc.$2505-04-2018
Paul Daniel WoolfreySecurities America, Inc.Cambridge Investment Research, Inc.$2511-06-2018
Michael Von MosseSecurities America, Inc.Cambridge Investment Research, Inc.$15004-23-2018
Monique SchulmanSecurities America, Inc.Cammack Larhette Brokerage, Inc.08-17-2018
Charles Joseph HaynesSecurities America, Inc.Centaurus Financial, Inc.10-01-2018
Ranjan JagetiaSecurities America, Inc.Commonwealth Financial Network10-11-2018
Steven Walter JuulSecurities America, Inc.CUSO Financial Services, L.P.10-24-2018
Graham Andrew JonesSecurities America, Inc.Deep River Capital Advisors, LLC08-01-2018
Paul Joseph ScofieldSecurities America, Inc.Edward Jones12-10-2018
Sandra Kay CadeSecurities America, Inc.Edward Jones$15009-10-2018
Frances Waynette McKaySecurities America, Inc.Edward Jones06-04-2018
Mandeep Kaur BasraSecurities America, Inc.Edward Jones01-29-2018
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Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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