Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert J. Taraska Jr.Securities America, Inc.LPL Financial LLC01-17-2018
Tony M. VelandSecurities America, Inc.Securian Financial Services, Inc.01-18-2018
Steven Daniel LombardoSecurities America, Inc.National Planning Corporation01-19-2018
Matthew James KennedySecurities America, Inc.Edward Jones01-22-2018
Jason Henry GattsSecurities America, Inc.Advisor Resource Council$3901-25-2018
Luann ChapmangattsSecurities America, Inc.LPL Financial LLC01-25-2018
Frank Lee Arnold Sr.Securities America, Inc.ProEquities, Inc.$1501-29-2018
Mandeep Kaur BasraSecurities America, Inc.Edward Jones01-29-2018
Ann Brogan MartinSecurities America, Inc.J. W. Cole Advisors, Inc.01-29-2018
Wayne David Wagner Jr.Securities America, Inc.LPL Financial LLC$5001-31-2018
Edward Allan KnowlesSecurities America, Inc.Kestra Investment Services, LLC02-05-2018
Jeremy J. GeartzSecurities America, Inc.Key Investment Services LLC02-06-2018
Robert Lee GroetschSecurities America, Inc.SII Investments, Inc.02-09-2018
James Alan WaltersSecurities America, Inc.Lincoln Financial Advisors Corporation02-13-2018
Ralph Irvin Glasgow IIISecurities America, Inc.MML Investors Services, LLC02-26-2018
Domonic Alan GustafsonSecurities America, Inc.ProEquities, Inc.03-01-2018
Ryan Scott RuthSecurities America, Inc.Questar Capital Corporation03-01-2018
Kevin James Smith IISecurities America, Inc.CBIS Financial Services, Inc.03-01-2018
Richard Gale Correll Jr.Securities America, Inc.Mutual of Omaha Investor Services, Inc.03-07-2018
Olga VasilenkoSecurities America, Inc.Waddell & Reed$5003-14-2018
Robert Jay SchmidtSecurities America, Inc.Mutual of Omaha Investor Services, Inc.03-29-2018
Brock Junior GoodwinSecurities America, Inc.Mutual of Omaha Investor Services, Inc.03-29-2018
Scott Everett WilsonSecurities America, Inc.Morgan Stanley03-29-2018
Jeromy Daniel WoodSecurities America, Inc.ProEquities, Inc.$15003-30-2018
Scot F. MooreSecurities America, Inc.Mutual of Omaha Investor Services, Inc.03-30-2018
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Showing 1 to 25 of 215 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.