Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nancy Sue StarrSecurities America, Inc.The Strategic Financial Alliance, Inc.12-21-2018
Sabin Berg AlibrandiSecurities America, Inc.Cetera Advisors LLC11-26-2018
Eatan VijanSecurities America, Inc.TD Ameritrade, Inc.10-04-2018
Daniel Gardner ConverseSecurities America, Inc.Principal Securities, Inc.10-03-2018
Damon Michael HarrisSecurities America, Inc.LPL Financial LLC09-06-2018
Ryan Hugh James McGrawSecurities America, Inc.LPL Financial LLC09-04-2018
Kyle Wesley JohnsonSecurities America, Inc.Raymond James & Associates, Inc.05-18-2018
Reynaldo Perez JrSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2018
Ronald ONeil RigganSecurities America, Inc.Waddell & Reed04-30-2018
Kevin Andrew HarbackSecurities America, Inc.Ostrofe Financial Consultants Inc04-20-2018
Olga VasilenkoSecurities America, Inc.Waddell & Reed03-14-2018
Ralph Irvin Glasgow IIISecurities America, Inc.MML Investors Services, LLC02-26-2018
Christopher Brandon TavaresSecurities America, Inc.LPL Financial LLC$2509-04-2018
Timothy George MansellSecurities America, Inc.Wells Fargo Clearing Services, LLC$2504-02-2018
David P LacroixSecurities America, Inc.UBS Financial Services Inc.$15005-10-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.