Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Eric Moore Jr.Sigma Financial CorporationAmeriprise Financial Services, Inc.12-17-2018
Darren Andrew BonsonSigma Financial CorporationAmeriprise Financial Services, Inc.12-13-2018
David Wells ChampeSigma Financial CorporationAmeriprise Financial Services, Inc.$15010-31-2018
Richard James LubeckiSigma Financial CorporationAmeriprise Financial Services, Inc.$2510-29-2018
Chad Jay JohnsonSigma Financial CorporationAmeriprise Financial Services, Inc.$2510-26-2018
Charles Wayne RandallSigma Financial CorporationBroker Dealer Financial Services Corp.10-12-2018
David Alan PaskievitchSigma Financial CorporationLPL Financial LLC$2510-10-2018
Cheryl Ann HarwellSigma Financial CorporationThe Huntington Investment Company08-30-2018
Randall Gray NeighbourSigma Financial CorporationLincoln Financial Advisors Corporation08-30-2018
Michael Edward SullivanSigma Financial CorporationCetera Advisors LLC07-19-2018
Harvey Neil NuttallSigma Financial CorporationNYLIFE Securities LLC07-18-2018
Geralyn Altavas JoverSigma Financial CorporationHD Vest Investment Services07-10-2018
Stephen Wayne WillisSigma Financial CorporationWells Fargo Clearing Services, LLC$1,00006-18-2018
Todd Anthony LienSigma Financial CorporationAmeriprise Financial Services, Inc.$5006-08-2018
Steven Edward DrahozalSigma Financial CorporationForesters Equity Services, Inc.06-07-2018
Daniel Jon FerwerdaSigma Financial CorporationSIGNATOR INVESTORS, INC.$2506-01-2018
Thomas Neil RauSigma Financial CorporationNYLIFE Securities LLC04-23-2018
Douglas Stephen GarbanSigma Financial CorporationRegulus Advisors, LLC03-22-2018
Richard Charles StainsbySigma Financial CorporationAmeriprise Financial Services, Inc.$2503-16-2018
Jay Alexander LizanichSigma Financial CorporationIFS Securities02-20-2018
Kent Robert McGinnisSigma Financial CorporationMML Investors Services, LLC$2501-31-2018
Jack Edward BrownSigma Financial CorporationSII Investments, Inc.$5001-12-2018
William Scarr ShefteSigma Financial CorporationCentaurus Financial, Inc.$1001-11-2018

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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