Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Hugh RegisterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Clifford Adams Bartlett IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-03-2019
Erin Catherine BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Joseph Patrick BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Joseph Richard CrespiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-14-2018
Mark Pablo EnriquezStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10012-14-2018
John Welsh MayerStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15012-04-2018
William Johnston DarbyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.12-04-2018
George Wyatt Walton Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$26411-28-2018
David Jerome FernedingStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5011-20-2018
Todd Mitchell WinterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00011-16-2018
Richard William NiemiecStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00011-15-2018
Robert Alan RubarthStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$4111-12-2018
Lynn Cooper FaustStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$1511-09-2018
Michael Anthony FaustStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15011-09-2018
Peter Crellin SmithStifel, Nicolaus & Company, IncorporatedCrellin Capital, LLC$111-06-2018
Frederick Martin RossStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5011-02-2018
James Montgomery GreggStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00011-02-2018
William Stuart ScottStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15011-01-2018
Christopher Joseph BuccheriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-31-2018
David John HarrisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$110-31-2018
Rachel HallStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.10-01-2018
Bryan George BertucciStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.09-24-2018
Thomas Phillip LaporteStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5009-24-2018
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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