Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Daly RyanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC01-11-2019
Linda SwainSunTrust Investment Services, Inc.Edward Jones12-10-2018
Joseph Edward JarrettSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2018
Christina Guidice DuffySunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-26-2018
Julio Armando LacayoSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Bradford Clayton EllisSunTrust Investment Services, Inc.Edward Jones11-07-2018
Marlin J. McNairSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2018
Rachel Hill AshmanSunTrust Investment Services, Inc.Pruco Securities, LLC.11-02-2018
Ermelinta CapozziSunTrust Investment Services, Inc.PFS Investments Inc.10-30-2018
Emily Blair DunstanSunTrust Investment Services, Inc.BB&T Securities, LLC$2510-08-2018
George Wells Boss Jr.SunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-05-2018
Michael David SinnottSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-05-2018
Patrick LongSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$17809-28-2018
Walter Armstrong Kennedy IVSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$2509-28-2018
William Alexander McKenzieSunTrust Investment Services, Inc.MML Investors Services, LLC09-24-2018
Amir Mansour MossanenSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC09-19-2018
Alaa Abduljaleel KhashanSunTrust Investment Services, Inc.PNC Investments09-17-2018
Andrew Jeremy CartwrightSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.09-10-2018
Stephen A. Frick Jr.SunTrust Investment Services, Inc.Synovus Securities, Inc.08-30-2018
Cynthia Janine CrossenSunTrust Investment Services, Inc.TD Ameritrade, Inc.08-29-2018
Gary Leslie BargebuhrSunTrust Investment Services, Inc.Morgan Stanley$5008-24-2018
Charles E. Morrison IIISunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-17-2018
Michael J. DesantisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-13-2018
John Matthew ClinardSunTrust Investment Services, Inc.Fifth Third Securities, Inc.$15008-02-2018
Upinder Kaur ChandhokSunTrust Investment Services, Inc.PNC Investments07-18-2018
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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