Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Arnold KluenderU.S. Bancorp Investments, Inc.Edward Jones$101-07-2019
Shawn Scott LorionU.S. Bancorp Investments, Inc.Fortune Financial Services, Inc.01-02-2019
Edwin Shanil KumarU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC12-05-2018
Michael Shane KundingerU.S. Bancorp Investments, Inc.Morgan Stanley12-05-2018
Ashley Leandra OttensU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.11-28-2018
Gustavo LozanoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$15011-14-2018
Marilu HernandezU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2018
Bradley Joseph LangeU.S. Bancorp Investments, Inc.Cetera Advisor Networks LLC$5011-07-2018
Mary Killeen WilliamsU.S. Bancorp Investments, Inc.Morgan Stanley$5011-05-2018
Ali MoallemU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-30-2018
Reza Sarem AslaniU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-30-2018
Robert J. Atko Jr.U.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$10010-25-2018
Kyle Andrew OlsonU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC10-11-2018
May Amin ErsheidU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC09-20-2018
Nisha Saurin ShahU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC09-20-2018
Neil Lloyd SiegelU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10008-31-2018
James William ReittingerU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$2508-21-2018
Kristian Carr ForsterU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC08-20-2018
Joseph Edwin StevensU.S. Bancorp Investments, Inc.Waddell & Reed08-10-2018
Jeffrey Dean CanakesU.S. Bancorp Investments, Inc.Waddell & Reed08-06-2018
William Rodrick CarrilloU.S. Bancorp Investments, Inc.BBVA Securities Inc.$15007-25-2018
James W ChoiU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-20-2018
Andrew Antonio OdishU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-13-2018
Eric A SwansonU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$107-09-2018
Inakshi Sunil SukhaniU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-03-2018
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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