Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Grant Joseph TrowerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-09-2019
Andrew FrazaoUBS Financial Services Inc.The GMS Group, LLC01-07-2019
Sean MuncyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Andrew James OrtizUBS Financial Services Inc.Vanguard Marketing Corporation01-03-2019
Armani Miller JacksonUBS Financial Services Inc.UBS Financial Services Inc.01-03-2019
Susan Lee PatchenUBS Financial Services Inc.Raymond James Financial Services, Inc.$2001-02-2019
Peter B. Maroney Jr.UBS Financial Services Inc.AllianceBernstein L.P.01-02-2019
James Walter HoldenUBS Financial Services Inc.Stifel, Nicolaus & Company, Incorporated12-26-2018
Matthew E. StendardiUBS Financial Services Inc.Paychex Securities Corporation12-19-2018
Anatoly IofeUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC12-17-2018
Jalen Adeeb DagherUBS Financial Services Inc.Securian Financial Services, Inc.12-14-2018
Angela Lynn TostensonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-13-2018
Roland Jason MartinezUBS Financial Services Inc.Raymond James & Associates, Inc.12-07-2018
Daniel Richard Adams Jr.UBS Financial Services Inc.Natixis Distribution, L.P.12-04-2018
Allison Finley CloudUBS Financial Services Inc.Encompass Advisory Services, LLC11-30-2018
Grady Douglas Bishop IIIUBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-26-2018
Marco CorreaUBS Financial Services Inc.TD Ameritrade, Inc.11-26-2018
John Thomas Metcalfe IVUBS Financial Services Inc.Touchstone Securities, Inc.11-20-2018
Cole Addison GreenUBS Financial Services Inc.NYLIFE Securities LLC11-20-2018
Cameron Marsten VoegeleUBS Financial Services Inc.Vanguard Marketing Corporation11-20-2018
Alejandro GonzalezUBS Financial Services Inc.EFG Capital International11-13-2018
Dylan Connor Thomas DunlopUBS Financial Services Inc.Vanguard Marketing Corporation11-12-2018
Mathieu Spence GodinUBS Financial Services Inc.PNC Investments11-09-2018
Kurt Christopher HegerfeldUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1511-01-2018
Anthony Philip FaiccoUBS Financial Services Inc.MML Investors Services, LLC10-25-2018
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Showing 1 to 25 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.