Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew R. MillerUBS Financial Services Inc.MML Investors Services, LLC01-11-2018
Gavin CheungUBS Financial Services Inc.HSBC Securities (USA) Inc.$10001-17-2018
Aaron PierceUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Hrachya Rich DavtyanUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC01-17-2018
Blair Elizabeth KurtzUBS Financial Services Inc.Morgan Stanley01-19-2018
Brandon Spaulding AffeldtUBS Financial Services Inc.Columbia Management Investment Distributors, Inc.01-22-2018
Amanda BagnoliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2018
Christine Ann GustafsonUBS Financial Services Inc.Charles Schwab & Co., Inc.02-01-2018
Christine Marie HarkendorffUBS Financial Services Inc.Morgan Stanley02-05-2018
Michael Carroll CatesUBS Financial Services Inc.GVC Capital LLC02-08-2018
Rhett Floyd HallUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-14-2018
Robert Bradley FredericksonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15002-14-2018
Jeffrey Thomas FredericksonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-14-2018
Regina M. KellyUBS Financial Services Inc.Edward Jones02-15-2018
Richard Charles GrowUBS Financial Services Inc.Vanguard Marketing Corporation02-15-2018
Scott MayerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2018
Steven James CervinoUBS Financial Services Inc.Morgan Stanley02-23-2018
Martin M. MaffeiUBS Financial Services Inc.Strategic Advisers LLC02-23-2018
Wayne Stephan PetersUBS Financial Services Inc.Morgan Stanley$10002-28-2018
Ryan James HalleranUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-02-2018
Jeyran GharaUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC03-05-2018
Holly Leanne AdamsUBS Financial Services Inc.Morgan Stanley03-08-2018
Magdalina AsikianUBS Financial Services Inc.Fidelity Brokerage Services LLC03-08-2018
Kristie Lynn WaldorfUBS Financial Services Inc.Morgan Stanley03-12-2018
William Daniel BrownUBS Financial Services Inc.The GMS Group, LLC03-12-2018
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Showing 1 to 25 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.