Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victoria Albaugh ReedWells Fargo Clearing Services, LLCAllstate Financial Services, LLC$5001-10-2019
Richard Matthew HendlWells Fargo Clearing Services, LLCALPS Distributors, Inc.09-25-2018
Chad Allen DevoreWells Fargo Clearing Services, LLCAmerican Equity Investment Corporation11-19-2018
Duy Thanh VoWells Fargo Clearing Services, LLCAmerican Portfolios Financial Services, Inc.08-29-2018
Dorothy Alice AdairWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-07-2018
Elson T. ChristianWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-07-2018
Robert Anthony DevereuxWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2510-12-2018
Darren Leonard BishopWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10009-28-2018
Matthew Joshua SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.09-28-2018
Stephen Eric WiedemannWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10008-31-2018
Ryan MeierWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.08-15-2018
Nick Victor Gergov Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-13-2018
Dustin R AlexanderWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.06-15-2018
Veronica Suzanne BrooksWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2505-17-2018
Julian Daniel DemallevilleWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.05-04-2018
David William SosaWells Fargo Clearing Services, LLCAXA Advisors, LLC12-27-2018
Lia Van De KrolWells Fargo Clearing Services, LLCAXA Advisors, LLC10-24-2018
Victor RatiuWells Fargo Clearing Services, LLCAXA Advisors, LLC02-05-2018
Joseph Patrick YapaolaWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.08-31-2018
Clayton Harvey RiddellWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-25-2018
Leslie Ann AshtonWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-23-2018
Amanda Frances BumgarnerWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-18-2018
Michael James OsborneWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.03-01-2018
George Lincoln BerryWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$5001-30-2018
Janet Lynn ChilesWells Fargo Clearing Services, LLCBB&T Securities, LLC01-11-2019
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Showing 1 to 25 of 355 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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