Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victor RatiuWells Fargo Clearing Services, LLCAXA Advisors, LLC02-05-2018
Paul Gregory SobranWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2018
Phil Hung NguyenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-23-2018
Erin Layne TobinWells Fargo Clearing Services, LLCFarmers Financial Solutions, LLC02-28-2018
Ruth Louise DushWells Fargo Clearing Services, LLCCapital One Investing, LLC04-13-2018
Falina Ann MendenallWells Fargo Clearing Services, LLCCapital One Investing, LLC04-17-2018
Elias Antonio RamirezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-02-2018
Phong Duc PhamWells Fargo Clearing Services, LLCWaddell & Reed05-11-2018
John William Holmes IIIWells Fargo Clearing Services, LLCCapital One Investing, LLC$2505-15-2018
Mandy Marie HaskellWells Fargo Clearing Services, LLCIntegrity Funds Distributor, LLC05-24-2018
Amela RakovacWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-11-2018
Dustin R AlexanderWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.06-15-2018
Steven Joseph HoagWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-21-2018
Blake Gregory BarnesWells Fargo Clearing Services, LLCEdward Jones06-21-2018
Rush Kirk Evans IVWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.06-25-2018
Jeffrey Allan OckwoodWells Fargo Clearing Services, LLCMorgan Stanley$5007-20-2018
Hunter Wayne HargravesWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC07-26-2018
Alain Richard GardnerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1109-14-2018
Amad OwidiWells Fargo Clearing Services, LLCMorgan Stanley$5009-20-2018
Paul D BenderWells Fargo Clearing Services, LLCMorgan Stanley$10010-12-2018
John Joseph D'AnnunzioWells Fargo Clearing Services, LLCMorgan Stanley$2510-12-2018
Eddie B Gassaway IIWells Fargo Clearing Services, LLCBBVA Securities Inc.11-02-2018
John Joseph GladeWells Fargo Clearing Services, LLCNational Alliance Securities, LLC11-07-2018
Angel Ivan CruzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-26-2018
Jennifer Leigh MonacoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-30-2018
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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