Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cresta L ClawsonWoodbury Financial Services, Inc.Thrivent Investment Management Inc.12-19-2018
Robert William HerrmannWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.12-18-2018
Robert James MaguireWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.12-18-2018
Efrain Vasquez MorenoWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.12-18-2018
Robert Laurence KundeWoodbury Financial Services, Inc.Centaurus Financial, Inc.12-14-2018
Christian TateoWoodbury Financial Services, Inc.MML Investors Services, LLC12-14-2018
Kirk Thomas PetersonWoodbury Financial Services, Inc.MWA Financial Services Inc.12-14-2018
Benjamin Carl TompkinsWoodbury Financial Services, Inc.Regulus Advisors, LLC11-16-2018
Michael George HigginsWoodbury Financial Services, Inc.Fidelity Brokerage Services LLC11-07-2018
Jay Michael SmallWoodbury Financial Services, Inc.1st Global Capital Corp.11-06-2018
Eugene CoxWoodbury Financial Services, Inc.MML Investors Services, LLC11-02-2018
Dennie Ray LewisWoodbury Financial Services, Inc.Northwestern Mutual Investment Services, LLC$2511-01-2018
Matthew J. WeeksWoodbury Financial Services, Inc.Broker Dealer Financial Services Corp.10-19-2018
Thomas Richard McHughWoodbury Financial Services, Inc.Foresters Equity Services, Inc.10-18-2018
William Fred HancockWoodbury Financial Services, Inc.HD Vest Investment Services$2510-17-2018
Andrew P. BarclayWoodbury Financial Services, Inc.Thrivent Investment Management Inc.10-11-2018
Kevin Andrew JohnsonWoodbury Financial Services, Inc.Thrivent Investment Management Inc.09-17-2018
Lowell Franklin Fairley Jr.Woodbury Financial Services, Inc.Edward Jones$2509-14-2018
Cortney HeykoopWoodbury Financial Services, Inc.NYLIFE Securities LLC09-13-2018
Nicholas Michael KalogerasWoodbury Financial Services, Inc.HD Vest Investment Services09-11-2018
Matthew Thomas YerkesWoodbury Financial Services, Inc.RBC Capital Markets, LLC$15009-07-2018
Charles Daniel KerWoodbury Financial Services, Inc.Kestra Investment Services, LLC08-31-2018
Christopher Brian SnedekerWoodbury Financial Services, Inc.Investment Planners, Inc.07-30-2018
Tinh Trong VuWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC07-27-2018
Matthew James WorthingtonWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC$1207-16-2018
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Showing 1 to 25 of 76 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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