Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victor Louis LarosaRobert W. Baird & Co. IncorporatedMorgan Stanley$10001-11-2019
Seth Aaron RosenbergAbility FirstCapital Executive Solutions01-10-2019
Raj ShekarCitizens Securities, Inc.TD Ameritrade, Inc.$5001-09-2019
Tiffany Teel HouseRaymond James Financial Services, Inc.BBVA Securities Inc.01-07-2019
Danielle Marie FasciJ.P. Morgan Securities LLCSagePoint Financial, Inc.01-04-2019
Douglas Nelson UhlFortune Financial Services, Inc.Royal Alliance Associates, Inc.$101-02-2019
William Brian HemsworthBBVA Securities Inc.J.P. Morgan Securities LLC12-26-2018
Therese Louise RollinsPackerland Brokerage Services, Inc.LaSalle St. Securities, LLC12-21-2018
Patricia Ann LloydArdent Wealth Management Inc.LPL Financial LLC12-18-2018
Bryan Aaron WilfonVALIC Financial Advisors, Inc.BBVA Securities Inc.12-17-2018
Frank A. DemarteRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5012-14-2018
Phyllis BartolottaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-13-2018
Thomas Lee HipkeBankers Life Securities, Inc.AXA Advisors, LLC12-12-2018
Valerie Ann FishgoldCambridge Investment Research, Inc.Geneos Wealth Management, Inc.$5012-11-2018
Corey Andrew HollandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$112-06-2018
Joshua R DyerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-03-2018
Sean Riley Ameriprise FinancialWells Fargo Clearing Services$10011-28-2018
Matthew Eric SymeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.11-28-2018
Sean Eugene RileyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00011-28-2018
Michael Christopher KrajnakMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Pablo Jose OlivaIntegrated Financial Solutions, PLLCAXA Advisors, LLC11-16-2018
Peter SmithStifel Nicolaus & Co.Moors & Cabot$14211-12-2018
Frank NightingaleStifel Nicolaus & Co.Wells Fargo Advisors$11111-09-2018
Veronica I CancholaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15011-07-2018
Peter Crellin SmithStifel, Nicolaus & Company, IncorporatedCrellin Capital, LLC$111-06-2018
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Showing 1 to 25 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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