Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scarlet Robin Raeanne FilmoreAmeriprise Financial Services, LLC1st Global Capital Corp.09-12-2018
David Lee BeneckeAmeriprise Financial Services, LLC1st Global Capital Corp.02-20-2018
John Helmer OlsonAmeriprise Financial Services, LLC1st Global Capital Corp.02-20-2018
Myer Alexander RicklessMorgan StanleyA.G.P / Alliance Global Partners$50011-15-2018
Wayne Ivan MiillerAeon Capital IncAccelerated Capital Group02-13-2018
Chase A. KoesterW&S Brokerage Services, Inc.Allstate Financial Services, LLC08-07-2018
Steve Willis CooperFarmers Financial Solutions, LLCAllstate Financial Services, LLC06-05-2018
Michael CrupiBerthel, Fisher & Company Financial Services, Inc.Allstate Financial Services, LLC04-03-2018
James Robert Karberg1st Global Capital Corp.Allstate Financial Services, LLC01-25-2018
Tommy Walker WoodFarmers Financial Solutions, LLCAllstate Financial Services, LLC01-16-2018
John Norbert FlickingerBancWest Investment Services, Inc.Ameriprise Financial Services, LLC09-05-2018
Andrew Dale GaberLPL Financial LLCAmeriprise Financial Services, LLC08-30-2018
Krista Marie TarboxAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC07-11-2018
Steven A SchulmanMoney Concepts Capital CorpAmeriprise Financial Services, LLC$10005-03-2018
Paul Anthony KochAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC$5003-13-2018
Michael Adolph FedericoFirst Financial Equity CorporationAmeriprise Financial Services, LLC02-16-2018
Betty Jean ConnorsMoors & Cabot, Inc.Ameriprise Financial Services, LLC$4901-16-2018
George Lewis GrombacherFinancial Consulting Professionals, LLCArcwood Financial, LLC05-18-2018
Scott Jamison JohnsonDecisionPoint Financial, LLCArista Wealth Management, LLC06-15-2018
Cami McCabeAmeriprise Financial Services, LLCArvest Wealth Management05-24-2018
Reggie U. AlilonuAlilonu Financial Services, LLCAvantax Investment Services, Inc.10-30-2018
Martin David BeardLPL Financial LLCAvantax Investment Services, Inc.07-05-2018
Reggie U. AlilonuAvantax Investment Services, Inc.Avantax Investment Services, Inc.06-29-2018
Jeffrey Michael YatesAvantax Investment Services, Inc.Avantax Investment Services, Inc.05-18-2018
Thomas Lee HipkeBankers Life Securities, Inc.AXA Advisors, LLC12-12-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.