Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lee BeneckeAmeriprise Financial Services, Inc.1st Global Capital Corp.02-20-2018
John Helmer OlsonAmeriprise Financial Services, Inc.1st Global Capital Corp.02-20-2018
Steve Willis CooperFarmers Financial Solutions, LLCAllstate Financial Services, LLC06-05-2018
James Robert Karberg1st Global Capital Corp.Allstate Financial Services, LLC01-25-2018
Tommy Walker WoodFarmers Financial Solutions, LLCAllstate Financial Services, LLC01-16-2018
Andrew Dale GaberLPL Financial LLCAmeriprise Financial Services, Inc.08-30-2018
Steven A SchulmanMoney Concepts Capital CorpAmeriprise Financial Services, Inc.$10005-03-2018
Michael Adolph FedericoFirst Financial Equity CorporationAmeriprise Financial Services, Inc.02-16-2018
Betty Jean ConnorsMoors & Cabot, Inc.Ameriprise Financial Services, Inc.$4901-16-2018
George Lewis GrombacherFinancial Consulting Professionals, LLCArcwood Financial, LLC05-18-2018
Pablo Jose OlivaIntegrated Financial Solutions, PLLCAXA Advisors, LLC11-16-2018
Monica Ann StrongLincoln Financial Securities CorporationAXA Advisors, LLC$2510-29-2018
Gustavo CorteRBC Capital Markets, LLCAXA Advisors, LLC$15004-02-2018
William Reilley HerfStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$10003-16-2018
Tiffany Teel HouseRaymond James Financial Services, Inc.BBVA Securities Inc.01-07-2019
Gerardo MendozaPruco Securities, LLC.BBVA Securities Inc.12-17-2018
Bryan A. WilfonVALIC Financial Advisors, Inc.BBVA Securities Inc.12-17-2018
Matthew Eric SymeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.11-28-2018
Travis R. BloomPruco Securities, LLC.BBVA Securities Inc.11-01-2018
Shawn Marie FelicianoFirst Command Financial Planning, Inc.BBVA Securities Inc.07-25-2018
Erin DanielsStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors$12003-27-2018
Sean David NavageWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.08-03-2018
James Sam VaccaroLPL Financial LLCBMO Harris Financial Advisors, Inc.06-29-2018
Erin A. DanielsStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors, Inc.$15003-27-2018
Michael James HankinsonCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
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Showing 1 to 25 of 184 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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