Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seth A RosenbergAbility FirstCapital Executive Solutions01-10-2019
Nancy FrommAE Wealth Management, LLCBrookstone Capital Management LLC10-29-2018
Cristina AcostaAE Wealth Management, LLCBrookstone Capital Management LLC10-29-2018
Charisse Valerie MackenzieAE Wealth Management, LLCRegal Investment Advisors LLC08-30-2018
Trey Robert HolmanAE Wealth Management, LLCGlobal Financial Private Capital, Inc.08-14-2018
David Jonathon SearsAE Wealth Management, LLCHorter Investment Management, LLC08-13-2018
Wayne Ivan MiillerAeon Capital IncAccelerated Capital Group$15002-13-2018
Reggie U AlilonuAlilonu Financial Services, LLCAvantax Investment Services, Inc.10-30-2018
James Neil ArkinAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.04-19-2018
Michael Edward LoftusAmerican Portfolios Financial Services, Inc.Regulus Advisors, LLC02-14-2018
Sean RileyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10011-28-2018
David KutzAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$12310-26-2018
Brian BratspisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15109-21-2018
Sean Eugene RileyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00011-28-2018
Ryan Christopher CountrymenAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC11-28-2018
David Michael KutzAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00010-26-2018
Brian Howard BratspisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-21-2018
Scarlet R FilmoreAmeriprise Financial Services, LLC1st Global Capital Corp.09-12-2018
Cami McCabeAmeriprise Financial Services, LLCArvest Wealth Management05-24-2018
Steve Howard NelsonAmeriprise Financial Services, LLCFSC Securities Corporation$10003-29-2018
Joe Allen Wilburn JrAmeritas Investment Company, LLCSecurian Financial Services, Inc.$2505-03-2018
Corey Jeff RathsAmeritas Investment Company, LLCRaymond James Financial Services, Inc.01-26-2018
Gregory Don StottApproach Capital LLCIronwood Investment Counsel, LLC02-13-2018
Patricia Ann LloydArdent Wealth Management Inc.LPL Financial LLC12-18-2018
Travis C ChickAWM Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2018
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Showing 1 to 25 of 323 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.