Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Aaron Matthew SchramW&S Brokerage Services, Inc.Edward Jones05-15-2018
Adam C. BeckBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Adam David KaplanVoya Financial Advisors, Inc.MML Investors Services, LLC$25011-27-2018
Adam Howard MosbachAshton Thomas Private WealthLincoln Financial Advisors Corporation09-20-2018
Adam Seth WhitingBridgelight Capital LLCMML Investors Services, LLC07-02-2018
Adrian Victor ElderPrivate Advisor Group, LLCLPL Financial LLC01-12-2018
Alan Edward FreedmanJ.W. Cole Financial, Inc.OneAmerica Securities, Inc.02-05-2018
Alejandro JacquezUSAA Financial Advisors, Inc.Vanguard Marketing Corporation11-06-2018
Alyse Nicole MullinsUnited Planners' Financial Services of America A Limited PartnerForesters Financial Services, Inc.01-22-2018
Amrish Navnitbhai PatelIndependent Financial Group, LLCMML Investors Services, LLC$25007-20-2018
Ana Maria AlburquerqueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Andrea MunozW&S Brokerage Services, Inc.LPL Financial LLC06-01-2018
Andrew Dale GaberLPL Financial LLCAmeriprise Financial Services, Inc.08-30-2018
Andrew Joseph JohnsonBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2018
Andrew Michael ShawJ.P. Morgan Securities LLCThrivent Investment Management Inc.03-12-2018
Angela Marie CaballeroAshton Thomas Private WealthCetera Advisor Networks LLC12-03-2018
Ann Brogan MartinSecurities America, Inc.J. W. Cole Advisors, Inc.01-29-2018
Annmarie Cardenas AlanizNorthwestern Mutual Investment Services, LLCMette Associates, LLC12-14-2018
Anthony Eugene OlsonBonsai FinancialStrategy Financial Group02-27-2018
Anthony Joseph CalhounWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$10005-18-2018
Arthur Raymond ChowMorgan StanleyVanguard Marketing Corporation10-05-2018
Ashley Wayne FolkesAXA Advisors, LLCVALIC Financial Advisors, Inc.$10006-15-2018
Barak Judah TanzerLPL Financial LLCKMS Financial Services, Inc.$10008-21-2018
Barry Douglas ToddInvicta Financial GroupCambridge Investment Research Advisors, Inc.05-18-2018
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Showing 1 to 25 of 397 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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