Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Edward RischallNavalign, LLC1080 Financial Group07-16-2018
Matt Joseph StadelmanNavalign, LLC1080 Financial Group07-16-2018
Philip Jesus HerreraHD Vest Investment Services1st Global Capital Corp.10-18-2018
Harold Anthony MorinAmeriprise Financial Services, Inc.1st Global Capital Corp.10-03-2018
Scott Steven BrownRoyal Alliance Associates, Inc.1st Global Capital Corp.$5009-21-2018
Hanna Christel FleckAmeritas Investment Corp.20/20 Capital Management, Inc$1009-17-2018
Christina Tucker RobertsPlan With Christina, LLCAbacus Wealth Partners04-17-2018
Aalok DevkotaDevkota Capital AdvisorsABUNDANCE ADVISERS02-16-2018
Matthew Naniola PavichChalice Capital Partners, LLCAccelerated Capital Group$1008-11-2018
Scott Carl SandusChalice Capital Partners, LLCAccelerated Capital Group07-10-2018
Jon-Paul Harry WitkopRaymond James & Associates, Inc.Algonquin Advisors LLC05-12-2018
Susiani Djauhari TanFarmers Financial Solutions, LLCAllstate Financial Services, LLC07-25-2018
Robert Alan KahnAlphaNext, LLCAlpha Analytics Investment Group LLC09-25-2018
James Paul EstesDesert Wealth Management LLCAlpha Wealth Management, LLC05-22-2018
Tigran AreshianJ.P. Morgan Securities LLCAmerican Financial Network Advisory Services, LLC12-18-2018
Rohit Jiledar SinghHexeum CapitalAmerican Financial Network Advisory Services, LLC10-23-2018
Glenn Foster DelmanG&F Financial ServicesAmerican Investors Company06-27-2018
Steven W. LundquistCentaurus Financial, Inc.Ameriprise Financial Services, Inc.12-19-2018
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-14-2018
Christopher Anthony ConnellyGlobal Retirement Partners LLCAmeriprise Financial Services, Inc.12-06-2018
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.11-21-2018
Mark J. TaylorCetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-01-2018
Khoi Duy NguyenWata Capital LLCAmeriprise Financial Services, Inc.11-01-2018
Richard Edward MarekCapital AnalystsAmeriprise Financial Services, Inc.10-02-2018
Brooke Elizabeth DuchaneyLPL Financial LLCAmeriprise Financial Services, Inc.10-02-2018
Next Page »

Showing 1 to 25 of 1,141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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