Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erika De La Rosa Hennessey1919 Investment Counsel, LLCRAND & ASSOCIATES10-03-2018
John Russell Roberson1919 Investment Counsel, LLCRand & Associates10-03-2018
Lawrence V Zartarian1919 Investment Counsel, LLCRand & Associates10-03-2018
Andrew Jerome Rand1919 Investment Counsel, LLCRand & Associates10-02-2018
Philip James Clark1st Global Capital Corp.Raymond James Financial Services, Inc.$10004-04-2018
Christopher Steven Roth5T Wealth, LLCDelegate Advisors, LLC09-06-2018
Joseph Chuo-Ju KuoAbundance Wealth Planning, LLCGriffin Black, Inc.06-05-2018
Alan Mitchell GelbAdvicePeriod, LLCWESCAP Group10-31-2018
Michael L. HuAdvicePeriod, LLCJackson Financial Management05-08-2018
Christopher Guillermo Girbes-PierceAdvicePeriod, LLCEnlightened Wealth Management, LLC03-21-2018
Tanner John HamiltonAdvicePeriod, LLCForesters Financial Services, Inc.03-20-2018
Ross Alexander KrollAdvicePeriod, LLCOakwood Capital Management LLC01-17-2018
Kipp Collett CrewAE Wealth Management, LLCHorter Investment Management, LLC10-31-2018
Marie Elizabeth ThomassonAequitas Wealth Management, LLCModern Assets, LLC08-01-2018
Eric Alan JacobyAFC Wealth ManagementKestra Advisory Services, LLC06-29-2018
Jonathan Manzo-CardenasAffinity Capital Advisors LLCPacific Private Wealth Management, LLC02-26-2018
Nicholas Tyler ScottAlamo CapitalEdward Jones09-06-2018
Jeffrey Michael HalbertAllegis Investment Services, LLCRaymond James Financial Services, Inc.02-07-2018
Michael KhouryAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-17-2018
Michael Charles BerryAllstate Financial Services, LLCWaddell & Reed10-05-2018
Seok Woo LeeAllstate Financial Services, LLCNYLIFE Securities LLC09-18-2018
Terry Mark HillockAllstate Financial Services, LLCThrivent Investment Management Inc.08-21-2018
Kari Lynn EisenacherAllstate Financial Services, LLCHorace Mann Investors, Inc.08-20-2018
Veronica Ruby JaureguiAllstate Financial Services, LLCFarmers Financial Solutions, LLC08-09-2018
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Showing 1 to 25 of 1,968 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.