Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aalok DevkotaDevkota Capital AdvisorsABUNDANCE ADVISERS02-16-2018
Aaron Charles SchmoekelSmart Investor, LLCLPL Financial LLC02-22-2018
Aaron D. HendryAmeriprise Financial Services, Inc.LPL Financial LLC07-18-2018
Aaron Del BrownPartnervest Advisory Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-15-2018
Aaron Gideon KirschSpotlight Asset GroupCetera Advisors LLC06-29-2018
Aaron J. MalardinoCity National Securities, Inc.UnionBanc Investment Services, LLC03-13-2018
Aaron Jay WursterQuest Capital Strategies, Inc.Questar Capital Corporation01-02-2019
Aaron Joseph SiskRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-03-2018
Aaron L. IveyVoya Financial Advisors, Inc.Pruco Securities, LLC.$10009-04-2018
Aaron Michael SzagerThe Golub GroupBlueSky Wealth Advisors, LLC01-05-2019
Aaron Nicholas PavaoJ.K. Financial Services, Inc.Cetera Advisor Networks LLC05-03-2018
Aaron Paul KarasInsight Wealth Strategies, LLCLincoln Financial Advisors Corporation04-27-2018
Aaron Thomas LeoneBaker Street Asset Management, LLCRaymond James Financial Services, Inc.12-13-2018
Aaron William CohenCalton & Associates, Inc.Integrated Trading and Investments, Inc.06-19-2018
Aaron William JohnsonBridger Financial Services, LLCCUNA Brokerage Services, Inc.09-19-2018
Abel Alexander SantibanezMason & Associates, Inc.The Leaders Group, Inc.09-05-2018
Abraham Amha HunegnawMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-25-2018
Abraham Ramos BustamanteUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC09-19-2018
Adam Alexander KetterlingWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2018
Adam David SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$50002-21-2018
Adam Douglas MacdonaldFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-01-2018
Adam Ilung KimAXA Advisors, LLCCambridge Investment Research, Inc.$10007-31-2018
Adam James ColomboWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)M Holdings Securities, Inc.$10008-27-2018
Adam Jason HendersonLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-10-2018
Adam King SkumawitzCambridge Investment Research, Inc.Thrivent Investment Management Inc.12-03-2018
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Showing 1 to 25 of 1,968 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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