Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jared M. SkinnerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2018
Veronica Gimena GiordanoBancWest Investment Services, Inc.J.P. Morgan Securities LLC09-20-2018
Tara Julie KimminsBancWest Investment Services, Inc.LPL Financial LLC09-05-2018
Robert Clifford GeweckeBancWest Investment Services, Inc.E*TRADE Securities LLC$2509-01-2018
Aria John KhaniBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-22-2018
Luis R. RoblesBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC07-19-2018
Cristian Patrick SpenceBancWest Investment Services, Inc.Morgan Stanley07-11-2018
Jeff YankauskasBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2018
Chad Ryan MilesBancWest Investment Services, Inc.MML Investors Services, LLC$2507-05-2018
Richard AbarcaBancWest Investment Services, Inc.Pruco Securities, LLC.04-07-2018
John Mark LeeBancWest Investment Services, Inc.TD Ameritrade, Inc.04-03-2018
Frank SanchezBancWest Investment Services, Inc.Comerica Securities$2503-21-2018
Susan Evelyn CallantineBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC03-20-2018
Elaine Ye-Fun Lee-ShenBancWest Investment Services, Inc.UnionBanc Investment Services, LLC03-14-2018
Dan M. SantillanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC02-27-2018
George Michael SaligaBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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