Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alias MasudiMorgan StanleyWells Fargo Clearing Services, LLC04-26-2018
Amado Quiroz Rivera Jr.Morgan StanleyWaddell & Reed$9807-01-2018
Andrew Steven ArcherMorgan StanleyUBS Financial Services Inc.$15010-05-2018
Barbara S. ColletteMorgan StanleyD.A. Davidson & Co.07-06-2018
Brendan Andrew MooreMorgan StanleyNorthwestern Mutual Investment Services, LLC08-09-2018
Chase Bradley MillerMorgan StanleyVanguard Marketing Corporation03-20-2018
Corey Omar LangstonMorgan StanleyUBS Financial Services Inc.$5010-26-2018
David Villarreal IIIMorgan StanleyMAM Global Financial Services, LLC07-09-2018
Diep Hoang Ba LeMorgan StanleyNational Planning Corporation04-12-2018
Dominique B. JordanMorgan StanleyJ.P. Morgan Securities LLC10-26-2018
Dylan N. SpickerMorgan StanleyOppenheimer & Co. Inc.12-18-2018
Elaine Thompson PerezMorgan StanleyPrincipal Securities, Inc.01-25-2018
Elton Ping He LaiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2018
Enrico Malpas SantosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Henry Loren AuwingerMorgan StanleyWells Fargo Clearing Services, LLC$15009-26-2018
Huiying ChengMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
James John BuriMorgan StanleyFidelity Brokerage Services LLC$5011-30-2018
Jay WilsonMorgan StanleySovereign Global Advisors LLC06-18-2018
Jeff Loren AuwingerMorgan StanleyWells Fargo Clearing Services, LLC$15009-21-2018
John Christopher FleishmanMorgan StanleyRaymond James & Associates, Inc.$15011-12-2018
Joshua A. YocamMorgan StanleyBluerock Capital Markets LLC09-28-2018
Joshua Austin GelberMorgan StanleyJ.P. Morgan Securities LLC04-13-2018
Julius Ogbekhilulumen AgbonbhaseMorgan StanleyE*TRADE Securities LLC11-16-2018
Kelly Jean KesdenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2018
Kevin James ClementsMorgan StanleyCharles Schwab & Co., Inc.07-06-2018
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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