Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Bruce JohnsonRoyal Alliance Associates, Inc.Edward Jones01-11-2019
Dan Paul MichaelianRoyal Alliance Associates, Inc.Foresters Financial Services, Inc.$5011-05-2018
Chad Eldridge BatesRoyal Alliance Associates, Inc.Signator Investors, Inc.$1,00011-02-2018
Eric Clayton PritzRoyal Alliance Associates, Inc.Signator Investors, Inc.$1,00011-02-2018
Jennifer KimRoyal Alliance Associates, Inc.Signator Investors, Inc.$23511-02-2018
Payam TaghibagiRoyal Alliance Associates, Inc.Signator Investors, Inc.$21411-02-2018
Mark Edward CopelandRoyal Alliance Associates, Inc.Signator Investors, Inc.$16811-02-2018
Terence E. DacunhaRoyal Alliance Associates, Inc.Signator Investors, Inc.$15511-02-2018
Peter Chihliang HsiehRoyal Alliance Associates, Inc.Signator Investors, Inc.$12311-02-2018
Michael Lane GreenRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Julia Har ChuRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Cory John MurdockRoyal Alliance Associates, Inc.Signator Investors, Inc.$5411-02-2018
William Paul FraileyRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Frederick Dooley JohnsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Mark Whritner MilesRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Michael Scott WesselnRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Tzvi AbaranokRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Paul Andrew WiedaRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Robert H. Petretta Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.$3511-02-2018
Howard Austin TownsendRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Michael Patrick NelanRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Sherri Ann RushRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Deborah Lee AndersonRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Richard Wade KagawaRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
James Francis OttRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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