Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sally HarrisStifel, Nicolaus & Company, IncorporatedLPL Financial LLC$4309-25-2018
Sarah Palmer HarrisStifel, Nicolaus & Company, IncorporatedLPL Financial LLC09-25-2018
Virginia KuwaharaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$11009-07-2018
Vicki Bayley Jerod HavelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$7209-07-2018
Michael Tobin BillStifel, Nicolaus & Company, IncorporatedMML Investors Services, LLC09-07-2018
Vicki Lynn BayleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$4409-06-2018
Jerod Raymond HavelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-06-2018
Virginia K PanjvaniStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2509-05-2018
Paul Kangsuk KimStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5008-22-2018
Brian David BissellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-09-2018
Jeff SuttonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$19807-27-2018
Jeffrey Stewart SuttonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10007-27-2018
Kerry ManganoStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$11007-16-2018
Kerry John ManganoStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00007-16-2018
Anna Marie ChevrierStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-29-2018
Howard Ashlock Ashlee AshlockStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$16006-25-2018
David BeachStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$16806-25-2018
Larry MaddoxStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$4806-25-2018
Howard AshlockStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$19606-22-2018
Ashlee L AshlockStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2018
David Anthony BeachStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-21-2018
Larry Dwayne MaddoxStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-12-2018
Michael HeckmanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$30705-25-2018
Michael Joel HeckmannStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-25-2018
Dan GruberStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$34705-18-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.