Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter Allan HuberWestern International Securities, Inc.D.A. Davidson & Co.$10001-11-2019
Kenneth David EversfieldWestern International Securities, Inc.D.A. Davidson & Co.$8701-11-2019
Noriko Hamaoka IkedaWestern International Securities, Inc.Raymond James Financial Services, Inc.12-19-2018
Patrick McGrath IIIWestern International Securities, Inc.Northeast Asset Management LLC12-05-2018
Hsien LinWestern International Securities, Inc.UBS Financial Services Inc.11-16-2018
William John McBride JrWestern International Securities, Inc.J.P. Morgan Securities LLC$5009-04-2018
Lorraine C CrawfordWestern International Securities, Inc.City National Securities, Inc.08-09-2018
Gerald Charles RothWestern International Securities, Inc.Citigroup Global Markets Inc.$15004-06-2018
Glenn Alexander CrawfordWestern International Securities, Inc.Citigroup Global Markets Inc.$10004-06-2018
Oswaldo Horacio RamosWestern International Securities, Inc.Citigroup Global Markets Inc.$5004-06-2018
Andy Ravi GitipityaponWestern International Securities, Inc.Citigroup Global Markets Inc.$5004-06-2018
Antoine Samir Abi NaderWestern International Securities, Inc.J.P. Morgan Securities LLC04-06-2018
Andrew J LaisWestern International Securities, Inc.LPL Financial LLC$4903-01-2018
Kazuyo DeguchiWestern International Securities, Inc.LPL Financial LLC01-31-2018

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.