Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel F. DuvaAllstate Financial Services, LLCAdvisors Asset Management, Inc.04-03-2018
Michael R. RooneyThe Leaders Group, Inc.Allianz Life Financial Services, LLC05-22-2018
Tuan Tran PhanLPL Financial LLCAmeriprise Financial Services, Inc.10-01-2018
Darren Leonard BishopWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10009-28-2018
Matthew Joshua SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.09-28-2018
Daniel Shawn OrourkeO'Rourke FinancialAmeriprise Financial Services, Inc.09-24-2018
Sarah J. ContinoCAM Investor SolutionsAmeriprise Financial Services, Inc.07-13-2018
Todd Anthony LienSigma Financial CorporationAmeriprise Financial Services, Inc.$5006-08-2018
Kaleb Kevin PaddockTen Talents Financial Planning LLCAspiriant, LLC08-09-2018
Andrew P. WitherowAmeriprise Financial Services, Inc.ATEL Securities Corporation07-03-2018
James Allen JacobsThe Leaders Group, Inc.AXA Advisors, LLC$5009-10-2018
Robert Louis ElliottAspen Gold FinancialAXA Advisors, LLC08-17-2018
Thomas Chadwick RennerLPL Financial LLCAXA Distributors, LLC$10001-25-2018
Daniel Aaron LampeJ.P. Morgan Securities LLCBancWest Investment Services, Inc.$15012-11-2018
Clayton Harvey RiddellWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-25-2018
Amanda Frances BumgarnerWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-18-2018
Jessica Elisabeth BeckMML Investors Services, LLCBancWest Investment Services, Inc.03-02-2018
Michael Salvatore AzzaroU.S. Bancorp Investments, Inc.BBVA Securities Inc.$2512-04-2018
William Rodrick CarrilloU.S. Bancorp Investments, Inc.BBVA Securities Inc.$15007-25-2018
Alan Michael RomeroAllstate Financial Services, LLCBBVA Securities Inc.$6205-14-2018
Andrew Michael PalmasanoRaymond James Financial Services, Inc.Black Creek Capital Markets, LLC$2509-28-2018
Justin Michael HobbsWealth Legacy Institute, Inc.Boston Mountain Money Management, Inc.08-21-2018
Barbara Yvonne KleinSummit Brokerage Services, Inc.Broker Dealer Financial Services Corp.09-10-2018
Gw Wilbur KingKS Retirement Solutions, LLCBrokers International Financial Services, LLC.01-02-2019
Tina Lynn OttersbergTO Wealth, LLCBSW Wealth Partners02-21-2018
Next Page »

Showing 1 to 25 of 216 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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