Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lane Erron EwtonPersonal Capital Advisors Corporation7300 Wealth Management, LLC.03-28-2018
Daniel F. DuvaAllstate Financial Services, LLCAdvisors Asset Management, Inc.04-03-2018
Michael R. RooneyThe Leaders Group, Inc.Allianz Life Financial Services, LLC05-22-2018
Jesse M. WaaraniemiCharles Schwab & Co., Inc.Allianz Life Financial Services, LLC04-25-2018
Joseph Earl DegnanThe Leaders Group, Inc.Allstate Financial Services, LLC06-29-2018
Gary Austin Quick IINYLIFE Securities LLCAllstate Financial Services, LLC03-16-2018
Deron D. SwabyCharles Schwab & Co., Inc.ALPS Portfolio Solutions Distributor, Inc.11-27-2018
Jeffrey Joseph JankowskiAmerican Portfolio Management, LLCAmerican Portfolio Management, LLC02-21-2018
Jeremy Daniel LeeFidelity Brokerage Services LLCAmeriprise Financial Services, LLC01-02-2019
William Edward LourceyCetera Advisors LLCAmeriprise Financial Services, LLC12-13-2018
Tuan Tran PhanLPL Financial LLCAmeriprise Financial Services, LLC10-01-2018
Darren Leonard BishopWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$10009-28-2018
Matthew Joshua SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC09-28-2018
Daniel Shawn OrourkeO'Rourke FinancialAmeriprise Financial Services, LLC09-24-2018
Sarah J. ContinoCAM Investor SolutionsAmeriprise Financial Services, LLC07-13-2018
Todd Anthony LienSigma Financial CorporationAmeriprise Financial Services, LLC$5006-08-2018
Kaleb Kevin PaddockTen Talents Financial Planning LLCAspiriant, LLC08-09-2018
Peter Morris StekrAsset Management Strategies, LLCAsset Management Strategies, LLC01-24-2018
Andrew P. WitherowAmeriprise Financial Services, LLCATEL Securities Corporation07-03-2018
Carroll M. DannettellCetera Financial Specialists LLCAvantax Investment Services, Inc.12-11-2018
Marcelino DodgeArcher Investment CorporationAvantax Investment Services, Inc.07-13-2018
Chad Kelso GilmanInternational Assets Advisory, LLCAvantax Investment Services, Inc.05-25-2018
David Lynn ColeThe Leaders Group, Inc.AXA Advisors, LLC11-16-2018
Charles Stewart HarrisonGWFS Equities, Inc.AXA Advisors, LLC10-17-2018
James Allen JacobsThe Leaders Group, Inc.AXA Advisors, LLC$5009-10-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.