Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Bradley DeruyckMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-31-2018
Peter Alexander HuffmanP.A. Schopen & Associates, LLCEvergreen Investing, LLC06-28-2018
Peter Anthony SchopenP.A. Schopen & Associates, LLCEvergreen Investing, LLC06-28-2018
Christopher Damien StantonU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC10-02-2018
Derek Paul SubotickiBancWest Investment Services, Inc.Fidelity Brokerage Services LLC09-14-2018
Nestor M. VargasGreen Mountain PlanningFidelity Brokerage Services LLC08-09-2018
Nicholas Daniel HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-13-2018
Jens C. FonnesbeckU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC04-10-2018
Kenneth Allen JacobsImpact InvestorsFirst Affirmative Financial Network LLC10-24-2018
Jennifer Elizabeth HiltsLincoln Financial Securities CorporationFirst Command Financial Planning, Inc.$15002-06-2018
Brian Scott WhatleyWells Fargo Clearing Services, LLCFisher Investments04-20-2018
Emilio ValdezProEquities, Inc.Foresters Equity Services, Inc.11-06-2018
Connor William ZimmerDiversified Asset Management, Inc.Foresters Financial Services, Inc.12-19-2018
Drew Mckinley HayworthHighgate Securities InvestmentsGallacher Capital Management, LLC10-18-2018
Beau Michael SimonPersonal Capital Advisors CorporationGerber Kawasaki Wealth & Investment Management01-24-2018
Kevin George MannPersonal Capital Advisors CorporationGWFS Equities, Inc.03-14-2018
Carroll M. DannettellCetera Financial Specialists LLCHD Vest Investment Services12-11-2018
Chad Kelso GilmanInternational Assets Advisory, LLCHD Vest Investment Services05-25-2018
Mckenzie Lynn EbbesenBason Asset ManagementHighTower Securities, LLC12-14-2018
Carol Ann SutterfieldLPL Financial LLCHinds Financial Group Inc$5005-23-2018
Michael Gregory EustonHeirloom Wealth Management LLCIndependent Financial Partners04-20-2018
Richard Hurley Jr.Heirloom Wealth Management LLCIndependent Financial Partners03-30-2018
Andrew Charles InmanAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5006-22-2018
Allen David AndesAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Michael Christopher HutchesonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15010-26-2018
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Showing 51 to 75 of 216 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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