Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Yost Moss IIEdward JonesJ.P. Morgan Securities LLC06-29-2018
Chase A. RodawigCustos Family Office LLCJ.P. Morgan Securities LLC04-19-2018
Adam Christopher CarrCornbelt Financial, LLCJFTHOMPSON WEALTH MANAGEMENT12-07-2018
Steve John PabonRichfield Orion International, Inc.Joseph Stone Capital L.L.C.05-30-2018
Amanda Lea ArthurCreighton Retirement PartnersKestra Investment Services, LLC06-08-2018
Tyler ClineBancWest Investment Services, Inc.Key Investment Services LLC12-13-2018
Christopher William DollU.S. Bancorp Investments, Inc.Key Investment Services LLC04-26-2018
Kimberly Ann GieselerCWM, LLCLPL Financial LLC10-24-2018
Grant Simon GlennNoble Wealth PartnersLPL Financial LLC09-24-2018
Arthur Kerwin Sobczak IIIThe Leaders Group, Inc.LPL Financial LLC09-04-2018
Jason Mark KurtzEdward JonesLPL Financial LLC07-24-2018
Teresa Marie HowesSecurities America, Inc.LPL Financial LLC$1006-01-2018
Garrick Scot SasaU.S. Bancorp Investments, Inc.LPL Financial LLC05-22-2018
Desiree Ann SeglerHeirloom Wealth Management LLCLPL Financial LLC05-01-2018
Kevin Michael McmahonKestra Investment Services, LLCM Holdings Securities, Inc.02-01-2018
Christopher John Rezek Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2018
Alfred Isaac PetrossWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Michael Anthony WilliamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00011-07-2018
David Bruce Stewart IVWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2018
Sean Cavanaugh ByersHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-18-2018
Ky McCarty, Brandon Brown, John EdenD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$38004-20-2018
Sterling K. McCartyD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00004-20-2018
Brandon Doyle BrownD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-20-2018
John M. EdenD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-20-2018
Sandra Lynn D'AngeloD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
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Showing 76 to 100 of 216 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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