Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Allen MenardRoyal Alliance Associates, Inc.Signator Investors, Inc.$3211-02-2018
Larry Ronald LambertRoyal Alliance Associates, Inc.Signator Investors, Inc.$2911-02-2018
Ellen Sue GoldenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Lee Avery IIRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Gregory Allen BianchiRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Carlton Matthew GravesRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Mona Faye FrayerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Jeffrey R. AdamsWorld Capital Brokerage, Inc.Signator Investors, Inc.04-10-2018
Weston Michael HagerRaymond James Financial Services, Inc.Signator Investors, Inc.04-09-2018
Donald Phillip LoydLoyd Financial Management Inc.Signator Investors, Inc.01-13-2018
Gregory Dean AndersonLPL Financial LLCSII Investments, Inc.$5002-14-2018
Rodney Kent WilsonLPL Financial LLCSII Investments, Inc.02-14-2018
Richard Jason LevineLPL Financial LLCSII Investments, Inc.02-14-2018
James Lavern Cox IIILPL Financial LLCSII Investments, Inc.02-14-2018
Richard Allan WalshRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated10-31-2018
Roger Lee OlsonPruco Securities, LLC.Thrivent Investment Management Inc.01-07-2019
Christopher S. JohnsonTransamerica Financial Advisors, IncThrivent Investment Management Inc.10-30-2018
Jeremy Shea ThompsonBBVA Securities Inc.TIAA-CREF Individual & Institutional Services, LLC10-02-2018
Jillian Sue ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC07-31-2018
Brendan James McDonaldHibernus Investments LLCTouchstone Securities, Inc.05-11-2018
Eric Matthew SavacoolAllstate Financial Services, LLCTransamerica Financial Advisors, Inc06-27-2018
Joshua Austin RigdenAlphamintTypher Financial Services, LLC09-14-2018
Eric Michael BrodaMarginU.S. Bancorp Investments, Inc.02-01-2018
Michael David BarthRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-20-2018
Joshua Jay JerelePurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-06-2018
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Showing 151 to 175 of 216 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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