Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Leo SchettlerInfinex Investments, Inc.PFS Investments Inc.10-20-2018
Aaron Robert AndersonFIT Wealth ManagementPrivate Capital Management, LLC09-24-2018
Adam Christopher CarrCornbelt Financial, LLCJFTHOMPSON WEALTH MANAGEMENT12-07-2018
Alan Michael RomeroAllstate Financial Services, LLCBBVA Securities Inc.$6205-14-2018
Alfred Isaac PetrossWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Allan Dean WarpnessLPL Financial LLCProEquities, Inc.02-15-2018
Allen David AndesAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Allen Lee KishbaughRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Amanda Frances BumgarnerWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-18-2018
Amanda Lea ArthurCreighton Retirement PartnersKestra Investment Services, LLC06-08-2018
Andrew Charles InmanAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5006-22-2018
Andrew Michael PalmasanoRaymond James Financial Services, Inc.Black Creek Capital Markets, LLC$2509-28-2018
Andrew P. WitherowAmeriprise Financial Services, Inc.ATEL Securities Corporation07-03-2018
Anton Paul RipsamLPL Financial LLCWells Fargo Clearing Services, LLC04-20-2018
Arthur Kerwin Sobczak IIIThe Leaders Group, Inc.LPL Financial LLC09-04-2018
Audrey Collins MorrisonCairn Financial Advisors, LLCPruco Securities, LLC.04-05-2018
Austin HamiltonStifel, Nicolaus & Company, IncorporatedEdward Jones01-08-2019
Barbara Yvonne KleinSummit Brokerage Services, Inc.Broker Dealer Financial Services Corp.09-10-2018
Beau Justin PollardCenterpiece Wealth AdvisorCharles Schwab & Co., Inc.05-23-2018
Beau Michael SimonPersonal Capital Advisors CorporationGerber Kawasaki Wealth & Investment Management01-24-2018
Ben Voss B. VossRaymond James Financial Services, Inc.Edward Jones09-07-2018
Benjamin Jon SibertWells Fargo Clearing Services, LLCNYLIFE Securities LLC09-06-2018
Betty Lin WangBW Financial PlanningSCB Global Capital Management, LLC04-27-2018
Bradford S Rowe IIWells Fargo Clearing Services, LLCUSAA Investment Management Company07-09-2018
Brandon Benjamin StarwaltWells Fargo Clearing Services, LLCEdward Jones05-30-2018
Next Page »

Showing 1 to 25 of 216 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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