Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austin HamiltonStifel, Nicolaus & Company, IncorporatedEdward Jones01-08-2019
Roger Lee OlsonPruco Securities, LLC.Thrivent Investment Management Inc.01-07-2019
Gw Wilbur KingKS Retirement Solutions, LLCBrokers International Financial Services, LLC.01-02-2019
John Carl SmithReisen Capital, LLCCharles Schwab Investment Advisory, Inc12-21-2018
James Michael RaineDFPG Investments, Inc.Questar Capital Corporation12-20-2018
Connor William ZimmerDiversified Asset Management, Inc.Foresters Financial Services, Inc.12-19-2018
Douglas Adam GerrardThe Leaders Group, Inc.Provenance Wealth Advisors12-14-2018
Justin Carter PritchardApproach Financial PlanningCetera Advisor Networks LLC12-14-2018
Mckenzie Lynn EbbesenBason Asset ManagementHighTower Securities, LLC12-14-2018
Tyler ClineBancWest Investment Services, Inc.Key Investment Services LLC12-13-2018
Carroll M. DannettellCetera Financial Specialists LLCHD Vest Investment Services12-11-2018
Adam Christopher CarrCornbelt Financial, LLCJFTHOMPSON WEALTH MANAGEMENT12-07-2018
Elizabeth Kay GugelRaymond James Financial Services, Inc.SagePoint Financial, Inc.11-28-2018
Samuel B. Urso IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC11-20-2018
Christopher John Rezek Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2018
Alfred Isaac PetrossWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Michael Miller NorinsOne Oak Private Wealth and Asset ManagementCarden Capital LLC11-16-2018
Emilio ValdezProEquities, Inc.Foresters Equity Services, Inc.11-06-2018
Ellen Sue GoldenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Lee Avery IIRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Gregory Allen BianchiRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Carlton Matthew GravesRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Mona Faye FrayerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Jordan Albert QuinnBancWest Investment Services, Inc.Personal Capital Advisors Corporation11-02-2018
Richard Allan WalshRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated10-31-2018
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Showing 1 to 25 of 216 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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