Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay Michael SmallWoodbury Financial Services, Inc.1st Global Capital Corp.11-06-2018
James Eric WagonerNewbridge Securities CorporationAdvisory Group Equity Services Ltd.$5008-10-2018
James Clarke BarlowCetera Financial Specialists LLCAllstate Financial Services, LLC03-21-2018
Bryan Donald GustovichSaybrus Equity Services, LLCAllstate Financial Services, LLC03-19-2018
Adam Stanley TkaczukSPC Advisors, LLCAlpha Architect03-23-2018
Todd Andrew HammerPruco Securities, LLC.American Portfolios Financial Services, Inc.04-30-2018
James John ZienCommonwealth Financial NetworkAmeriprise Financial Services, LLC$10009-28-2018
Kate Sophia ZienCommonwealth Financial NetworkAmeriprise Financial Services, LLC09-28-2018
Kristen Emeline KaniaCommonwealth Financial NetworkAmeriprise Financial Services, LLC$1001-26-2018
Brett Lee HowardHoward Wealth Management, LLCAPW Capital, Inc.$15011-05-2018
Justin Scott HowardHoward Wealth Management, LLCAPW Capital, Inc.$5011-05-2018
Josh W OliverKey Investment Services LLCAPW Capital, Inc.04-23-2018
Emily Rebekah WoodConnecticut Wealth Management, LLCAsset Strategies, Inc.05-17-2018
Brian Kenneth PotokVoya Financial Advisors, Inc.AssetMark Brokerage, LLC02-20-2018
David Michael LamorteAXA Advisors, LLCAvantax Investment Services, Inc.$10009-04-2018
Matthew Cornell KeatingPruco Securities, LLC.AXA Advisors, LLC11-29-2018
James MunroMorgan StanleyAXA Advisors, LLC10-22-2018
Louis Ernest RizzoMorgan StanleyAXA Advisors, LLC$5009-27-2018
Joshua Samuel GoldbergGYL Financial Synergies, LLCAXA Advisors, LLC09-26-2018
Emily Reed NormandinSecurities Service Network, LLCAXA Advisors, LLC08-24-2018
Catherine Ann MccarthyLPL Financial LLCAXA Advisors, LLC04-03-2018
Jerry R. SneedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-29-2018
Eric Joseph PasseriTrinityPoint Wealth, LLCBeirne Wealth Consulting Services, LLC06-13-2018
Lise Marie RobinsonTrinityPoint Wealth, LLCBeirne Wealth Consulting Services, LLC$15006-08-2018
Jana M L'EtoileTrinityPoint Wealth, LLCBeirne Wealth Consulting Services, LLC06-05-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.