Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Harold PlungisAmeriprise Financial Services, Inc.Lighthouse Financial Management, LLC12-21-2018
Jennifer Alicia WaldronAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.11-06-2018
Joseph Anthony Cullen Jr.Ameriprise Financial Services, Inc.J.P. Morgan Securities LLC$5006-15-2018
Joseph John StangoAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-14-2018
Jennifer Vuong HeimsAmeriprise Financial Services, Inc.Cornerstone Capital Partners Inc., N.A.$15002-26-2018
Donald I. SeifertAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5002-20-2018
William Joseph RyanAyrshire Capital Management LLCWJR Financial, LLC12-03-2018
Jennifer Jo Ann PaceBenjamin F. Edwards & Company, Inc.Edward Jones08-03-2018
Sviatlana V. MaslavaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-23-2018
Jeffrey Grant TuckerBOK Financial Services, Inc.KeyBanc Capital Markets Inc.07-05-2018
Nathaniel Fields BurneBurne Financial Concepts, LLCCambridge Investment Research, Inc.07-03-2018
Jeffrey J. CianciCaim LLCTellson Securities11-28-2018
Jeffrey Alan CohanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-09-2018
Ronald Gerard LecoursCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-07-2018
James Gerard HylandCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-07-2018
Tyler Nathan WestcottCapital Synergy PartnersPrincipal Securities, Inc.$1006-21-2018
Miles Nathan SaundersCetera Advisor Networks LLCWestport Resources Investment Services, Inc.01-26-2018
Carol Ann WhelanCetera Advisors LLCQuestar Capital Corporation12-26-2018
Carl Austin LaurettiCitizens Securities, Inc.CUNA Brokerage Services, Inc.10-23-2018
Patrick Edward O'ConnorCitizens Securities, Inc.Key Investment Services LLC$1008-15-2018
Eric J. MoreiraCitizens Securities, Inc.Essex Financial Services, Inc.05-01-2018
Iris M ConnerCommonwealth Financial NetworkCetera Advisor Networks LLC01-03-2019
Peter Gene YacovoneCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$1,00010-05-2018
Mark Allen GantnerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5010-05-2018
James John ZienCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10009-28-2018
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Showing 1 to 25 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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