Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jorge LopesAllstate Financial Services, LLCNationwide Securities, LLC04-25-2018
Richard Evelyn WaceAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5001-04-2019
Timothy Harold PlungisAmeriprise Financial Services, LLCLighthouse Financial Management, LLC12-21-2018
Jennifer Alicia WaldronAmeriprise Financial Services, LLCThrivent Investment Management Inc.11-06-2018
Raymond Arthur BrodeurAmeriprise Financial Services, LLCOhanesian / Lecours, Inc.10-02-2018
Matthew Benjamin HurwitzAmeriprise Financial Services, LLCDavid Lerner Associates, Inc.08-29-2018
Joseph Anthony Cullen Jr.Ameriprise Financial Services, LLCJ.P. Morgan Securities LLC$5006-15-2018
Caesar R RossittoAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2018
Joseph John StangoAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2503-14-2018
Jennifer Vuong HeimsAmeriprise Financial Services, LLCCornerstone Capital Partners Inc., N.A.02-26-2018
Donald I. SeifertAmeriprise Financial Services, LLCOppenheimer & Co. Inc.02-20-2018
Brannon Charles OzarkApella CapitalKey Investment Services LLC09-06-2018
Michael StamosArete Wealth Management, LLCRoyal Alliance Associates, Inc.03-29-2018
John David BrazelAvantax Investment Services, Inc.Investacorp, Inc.11-02-2018
Ronald Benjamin ColangeloAXA Advisors, LLCCetera Financial Specialists LLC12-20-2018
David Michael LamorteAXA Advisors, LLCAvantax Investment Services, Inc.$10009-04-2018
William Joseph RyanAyrshire Capital Management LLCWJR Financial, LLC12-03-2018
Richard Sherman Rogers Jr.Belpointe Asset Management LLCWells Fargo Clearing Services, LLC12-03-2018
Jennifer Jo Ann PaceBenjamin F. Edwards & Company, Inc.Edward Jones08-03-2018
Sviatlana V. MaslavaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-23-2018
Charles ShipmanBlue Keel Financial PlanningBlue Keel Financial Planning01-07-2019
Jeffrey Grant TuckerBOK Financial Securities, Inc.KeyBanc Capital Markets Inc.07-05-2018
Gregory Carleton MackoBuell Securities Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-06-2018
Nathaniel Fields BurneBurne Financial Concepts, LLCCambridge Investment Research, Inc.07-03-2018
Daniel J. GermanCadaret, Grant & Co., Inc.MML Investors Services, LLC06-12-2018
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Showing 1 to 25 of 313 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.