Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Christopher SimmonsEquity Services, Inc.People's Securities, Inc.01-12-2018
Ryan R MorrisseyMorrissey Wealth Management LLCNorthstar Wealth Partners LLC$3501-12-2018
Neil Edward GronowetterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-16-2018
Gordon Stuart RhoadsEquity Services, Inc.People's Securities, Inc.01-17-2018
Donald Edward OconnorThe Asset Protection Financial Group LLCThe Asset Protection Financial Group LLC01-17-2018
Stephen J AnagnostouJ.P. Morgan Securities LLCMML Investors Services, LLC01-18-2018
James Carlton HunterInfinex Investments, Inc.MML Investors Services, LLC01-18-2018
Steven Daniel LombardoSecurities America, Inc.National Planning Corporation01-19-2018
Lorraine Silva SheaKey Investment Services LLCCitizens Securities, Inc.01-22-2018
Donato Domenic DivirgilioFarmers Financial Solutions, LLCSagePoint Financial, Inc.01-22-2018
James Louis McNairRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5001-24-2018
Joseph Francis TroyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5001-24-2018
Robert Michael CaiazeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25801-24-2018
Adam Mcdonnell ReedRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$19101-24-2018
Michael J LehrhauptMJL Wealth Management, LLCHorter Investment Management, LLC01-24-2018
Jennifer D PenaPFS Investments Inc.PFS Investments Inc.01-25-2018
Kristen Emeline KaniaCommonwealth Financial NetworkAmeriprise Financial Services, LLC$1001-26-2018
Miles Nathan SaundersCetera Advisor Networks LLCSMH Capital Investments LLC01-26-2018
Christian Andres MartinezRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2018
Kelly EnnisInfinity Financial Strategies, LLCU.S. Wealth Management01-26-2018
Elisheva Sharon DefeoYHB Investment Advisors IncNorthwestern Mutual Investment Services, LLC01-30-2018
Michael G. WheelerLPL Financial LLCCommonwealth Financial Network02-01-2018
Leslie Saye BuschTIAA-CREF Individual & Institutional Services, LLCWaddell & Reed02-02-2018
Christopher Michael DaveyEquity Services, Inc.Pruco Securities, LLC.02-02-2018
Jeffrey H GagginMorgan StanleyJG Capital LLC02-08-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.