Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Luis RichwineRBC Capital Markets, LLCEdward Jones08-27-2018
Adam Mcdonnell ReedRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$19101-24-2018
Adam Scott AltwergerUBS Financial Services Inc.J.P. Morgan Securities LLC07-27-2018
Adam Stanley TkaczukSPC Advisors, LLCAlpha Architect03-23-2018
Adrienne M. OsorioMorgan StanleyMorgan Stanley06-20-2018
Aimee Elizabeth MarcusRaymond James Financial Services, Inc.LPL Financial LLC05-17-2018
Amy Lauren GaitherCitizens Securities, Inc.Triad Advisors LLC02-15-2018
Amy Louise CrookshankMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.11-16-2018
Andrea Marlene MigliaccioSantander Securities LLCCitizens Securities, Inc.01-02-2019
Andrew Drake SawyerThames Financial ManagementFirst Manhattan Co09-24-2018
Andrew Fredrick AubreyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2018
Andrew W. PrydeTIAA-CREF Individual & Institutional Services, LLCFidelity Personal and Workplace Advisors09-24-2018
Angelo N. PiccoloInfinex Investments, Inc.Citigroup Global Markets Inc.12-10-2018
Anna Victoria GiambattistaOppenheimer & Co. Inc.David Lerner Associates, Inc.05-03-2018
Anthony InzeroTIAA-CREF Individual & Institutional Services, LLCPruco Securities, LLC.08-30-2018
Anthony S. PisaniKey Investment Services LLCForesters Financial Services, Inc.09-10-2018
Antonio J EstevesInfinex Investments, Inc.Citizens Securities, Inc.01-09-2019
Ashley Nicole GluhanichCitizens Securities, Inc.Foresters Financial Services, Inc.12-04-2018
Benjamin Howard HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC11-09-2018
Billie Jo McwilliamsInfinex Investments, Inc.Santander Securities LLC05-21-2018
Bradford J KidneyRaymond James Financial Services, Inc.Morgan Stanley$5006-15-2018
Brandon Anthony WilliamsCitizens Securities, Inc.MML Investors Services, LLC12-19-2018
Brandon Christopher PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-17-2018
Brannon Charles OzarkApella CapitalKey Investment Services LLC09-06-2018
Brenda J BachmanPensionmark Securities, LLCCetera Advisor Networks LLC09-12-2018
Next Page »

Showing 1 to 25 of 313 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.