Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Bernard McbrideGYL Financial Synergies, LLCResnick Investment Advisors, LLC01-02-2019
Peter Augustus KaradimasGYL Financial Synergies, LLCResnick Advisors01-02-2019
Tiffany R. GuittapInfinex Investments, Inc.WesBanco Securities, Inc.01-02-2019
Brian David WilliamsNorthshire Consulting, LLCTriad Advisors LLC12-12-2018
Elizabeth Ann WorthingtonSecurities America, Inc.Questar Capital Corporation12-11-2018
Christopher James PowersWealth Management Group of North America, LLCRBC Capital Markets, LLC12-10-2018
Gerald Raymond Alena Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Distributors LLC12-06-2018
William Joseph Ryan IIIAyrshire Capital Management LLCWJR Financial, LLC12-03-2018
Joseph Jeffrey CianciCaim LLCTellson Securities11-28-2018
Michael Gaetano PowersTriad Advisors LLCRBC Capital Markets, LLC11-20-2018
Gerald Augustus KalishLPL Financial LLCCetera Advisors LLC11-09-2018
Brett Lee HowardHoward Wealth Management, LLCAPW Capital, Inc.11-05-2018
Justin Scott HowardHoward Wealth Management, LLCAPW Capital, Inc.11-05-2018
John David BrazelHD Vest Investment ServicesInvestacorp, Inc.11-02-2018
Carl Austin LaurettiCitizens Securities, Inc.CUNA Brokerage Services, Inc.10-23-2018
James MunroMorgan StanleyAXA Advisors, LLC10-22-2018
Kathi Delacy BoratkoTriad Advisors LLCEF Legacy Securities, LLC10-22-2018
Daniel David JonkerFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC10-15-2018
Francesjoy Abuel CaldwellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-11-2018
Kyle Adam BehnkeSaybrus Equity Services, LLCSammons Financial Network, LLC10-09-2018
Christopher Jacob DibbleMorgan StanleyCharles Schwab & Co., Inc.09-27-2018
Ryan D. HansonPruco Securities, LLC.Nationwide Securities, LLC09-25-2018
MICHAEL J. RIOLOMountain Vista Wealth ManagementRaymond James Financial Services, Inc.09-14-2018
Mark Raymond VidaInvestmark Advisory Group LLCCommonwealth Financial Network09-13-2018
Vincent Michael Camarota Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2018
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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