Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Richard Adams Jr.UBS Financial Services Inc.Natixis Distribution, L.P.12-04-2018
James Phillip BolanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-04-2018
William Joseph RyanAyrshire Capital Management LLCWJR Financial, LLC12-03-2018
Matthew Cornell KeatingPruco Securities, LLC.AXA Advisors, LLC11-29-2018
Jeffrey J. CianciCaim LLCTellson Securities11-28-2018
Amy Louise CrookshankMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.11-16-2018
Michael Joseph LoprestiEquity Services, Inc.OneAmerica Securities, Inc.$15011-15-2018
William George DobbinsIndependent Financial Group, LLCLPL Financial LLC$1011-15-2018
Gary Halter, Benjamin Halter, Sharland BakerJanney Montgomery ScottRBC Wealth Management$14011-12-2018
Gary Steven HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC$10011-09-2018
Gerald Augustus KalishLPL Financial LLCCetera Advisors LLC11-09-2018
Benjamin Howard HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC11-09-2018
Jeffrey Alan CohanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-09-2018
Ronald Gerard LecoursCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-07-2018
James Gerard HylandCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-07-2018
Jay Michael SmallWoodbury Financial Services, Inc.1st Global Capital Corp.11-06-2018
Jennifer Alicia WaldronAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.11-06-2018
Brett Lee HowardHoward Wealth Management, LLCAPW Capital, Inc.11-05-2018
Justin Scott HowardHoward Wealth Management, LLCAPW Capital, Inc.11-05-2018
Kevin Joseph BeaulieuRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Sheila Louise TomlinsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Nathaniel William VinsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Jeffrey L RatnerRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Patrick Ogo EgolumRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Armand Joseph FisherRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
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Showing 26 to 50 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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