Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph RyanAyrshire Capital Management LLCWJR Financial, LLC12-03-2018
Matthew Cornell KeatingPruco Securities, LLC.AXA Advisors, LLC11-29-2018
Edmund M. CallahanFinancial Engines Advisors L.L.C.Charles Schwab & Co., Inc.11-28-2018
Nicholas Joseph ColantuonoJohnson BrunettiLPL Financial LLC11-28-2018
Frank Joe Flores Jr.Sound Planning and Investments, LLCLPL Financial LLC$10611-26-2018
Michael Gaetano PowersTriad Advisors LLCRBC Capital Markets, LLC11-20-2018
Taylor Alexander NissiPurshe Kaplan Sterling InvestmentsM. S. Howells & Co.11-19-2018
Mitchel SklarWestern International Securities, Inc.Northeast Securities, Inc.$10011-19-2018
Amy Louise CrookshankMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.11-16-2018
William George DobbinsIndependent Financial Group, LLCLPL Financial LLC$1011-15-2018
Michael Joseph LoprestiEquity Services, Inc.OneAmerica Securities, Inc.$15011-15-2018
Gerald Augustus KalishLPL Financial LLCCetera Advisors LLC11-09-2018
Gary Steven HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC$10011-09-2018
Benjamin Howard HalterJanney Montgomery Scott LLCRBC Capital Markets, LLC11-09-2018
Joseph Anthony TatuskoUnited Planners' Financial Services of America A Limited PartnerPrivate Advisor Group, LLC$25011-08-2018
Jay Michael SmallWoodbury Financial Services, Inc.1st Global Capital Corp.11-06-2018
Jennifer Alicia WaldronAmeriprise Financial Services, LLCThrivent Investment Management Inc.11-06-2018
Brett Lee HowardHoward Wealth Management, LLCAPW Capital, Inc.$15011-05-2018
Justin Scott HowardHoward Wealth Management, LLCAPW Capital, Inc.$5011-05-2018
John David BrazelAvantax Investment Services, Inc.Investacorp, Inc.11-02-2018
Teresa G BenningCommonwealth Financial NetworkBenning Financial Advisors11-01-2018
Jason Williams WingateJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-30-2018
Eric James BergennMML Investors Services, LLCForesters Financial Services, Inc.10-25-2018
Carl Austin LaurettiCitizens Securities, Inc.CUNA Brokerage Services, Inc.10-23-2018
Cy Thomas HessSecurities America, Inc.MML Investors Services, LLC10-22-2018
« Previous PageNext Page »

Showing 51 to 75 of 313 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.