Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jared Kent MillerEdward JonesPeter R. Mack & Co., Inc.07-06-2018
Jeffrey Grant TuckerBOK Financial Services, Inc.KeyBanc Capital Markets Inc.07-05-2018
Nathaniel Fields BurneBurne Financial Concepts, LLCCambridge Investment Research, Inc.07-03-2018
Christopher GrecoLPL Financial LLCJ.P. Morgan Securities LLC07-02-2018
Tyler Nathan WestcottCapital Synergy PartnersPrincipal Securities, Inc.$1006-21-2018
Eileen KeeganJanney Montgomery ScottWells Fargo Advisors$7706-21-2018
Eileen Marie KeeganJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5006-20-2018
Laurie Gerard GonthierLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2018
Christopher Edward RuppRaymond James Financial Services, Inc.Morgan Stanley$10006-15-2018
John Anthony OcchipintiStrategic Advisers LLCMML Investors Services, LLC06-15-2018
Sean Matthew ScrabaRaymond James Financial Services, Inc.Morgan Stanley06-15-2018
Daniel Scott SimonsenUSI Securities, Inc.Northwest Advisors, Inc.$25006-14-2018
Edwin Raul SilvaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-14-2018
Patricia Denise BarringtonInvestacorp, Inc.National Securities Corporation$5006-14-2018
Thomas Monroe, John McDermottRaymond JamesWells Fargo Advisors$33606-13-2018
Caesar R RossittoAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2018
John Anthony Okeefe IIIInfinex Investments, Inc.MML Investors Services, LLC06-04-2018
Daniel Ernest PaigeNorthwestern Mutual Investment Services, LLCRSM US Wealth Management LLC06-01-2018
Eric Eugene Lawton IIILPL Financial LLCWestport Capital Markets, LLC$15006-01-2018
Steven Mark MarantzPurshe Kaplan Sterling InvestmentsJ.W. Cole Financial, Inc.$5006-01-2018
William Francis Schaeneman Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5006-01-2018
William Donald DonaldsonDonaldson Financial Wellness Network, LLCConscious Capital Wealth Management, LLC05-31-2018
Leo Michael Connors Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2018
Quentin Douglas ElliottCommonwealth Financial NetworkMorgan Stanley$5005-18-2018
David Joseph CoppolaLPL Financial LLCCitigroup Global Markets Inc.05-15-2018
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Showing 76 to 100 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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